- Coinbase (Tallahassee, FL)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- American Express (Sunrise, FL)
- …on business owned Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Effectively identify and challenge Compliance Issues to ensure ... relevant stakeholders, including but not limited to: Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for GWS packaged products + Aids in designing, evaluating, and enhancing compliance testing , oversight and surveillance for packaged products. + Assists ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- American Express (Sunrise, FL)
- …an impact in this role?** American Express is seeking a collaborative and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) ... practices across operations. As part of a centralized 1LOD Compliance team, the Compliance Manager ...Responsibilities:** Executing compliance program elements including: - Compliance Risk Assessments (CRAs) - Monitoring and Testing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and activities to Compliance management. + Performs, contributes and manages periodic testing of the business unit Compliance program. + May manage external ... Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring… more
- Deloitte (Jacksonville, FL)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Manager , you will work within an engagement team and… more
- American Express (Sunrise, FL)
- …Life Cycle Management. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Support team in ... part of the New Product Development process to assess compliance risks and ensure adherence with regulatory ...assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance … more
- Citigroup (Tampa, FL)
- …(risk based and regulatory ), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 7+ years of experience in a ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison...assigned as the Audit Lead). + Execute assigned audit testing (DEA, OTA, OET) and document results (including process… more
- First Horizon Bank (Miami, FL)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design ... 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) Excellent oral and written communication… more
- TD Bank (Fort Lauderdale, FL)
- … regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, governance of ... for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various… more