- American Express (New York, NY)
- …risk-based approach to determine the prioritization and cadence of reviews for transaction testing of regulatory reports to mitigate and prioritize data risks. + ... by performing validations against source systems/points of origin. + Develop tailored testing methodologies aligned to the regulatory reporting processes and… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap...compliance testing in order to assess compliance with legal, regulatory and internal firm policy ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...requirements. + Focus on the applicable regulatory requirements to ensure testing is adequately… more
- American Express (New York, NY)
- …gaps and improvement opportunities for regulatory reporting processes. + Conformance testing to ensure compliance with the reporting guidelines issued by ... regulators to support regulatory reporting. + Transaction ...data used across operational and reporting processes + Ensure compliance with Quality Assurance governed frameworks eg, Regulatory… more
- City National Bank (New York, NY)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project… more
- Deloitte (New York, NY)
- Senior Manager - FSI Risk, Regulatory &... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and ... risk) + Strong experience with the contents and implementation of specific regulatory initiatives such as: Dodd-Frank, general consumer compliance , regulatory… more
- TD Bank (New York, NY)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- TD Bank (New York, NY)
- …and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the Core ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s)… more
- Deloitte (New York, NY)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Senior Manager - Regulatory & Financial Risk... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- Sumitomo Pharma (Albany, NY)
- …a dynamic, highly motivated, and experienced individual for the position of Senior Manager , Regulatory Operations, For assigned projects, the Senior Manager ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more