- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact… more
- American Express (New York, NY)
- …Relevant audit and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing … more
- American Express (NY)
- …(RCSA) ; Process Self Risk Assessments (PRSAs)) in addition to further assessments and testing / QA programs to ensure regulatory and internal standards are met ... systems + Facilitating risk assessment performance in addition to further assessments and testing programs to ensure regulatory and internal standards are met +… more
- KeyBank (Buffalo, NY)
- …risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing ...of compliance and operational risk monitoring and testing across Key's lines of business, products, and functional… more
- HSBC (Buffalo, NY)
- …our investors, our communities and the planet we all share. The purpose of the Control Testing Senior Manager is to lead a team of control testers to ensure ... Testing Methodology. Knowledge of CIB processes is diserable As our Control Testing Senior Manager , Corporate and Institutional Banking you will: + Lead a… more
- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... with remedial work efforts for any open audit and compliance ( testing ) findings and open gaps. +...regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and… more
- American Express (New York, NY)
- …the Business Unit Compliance Assessments (BUCA), Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Drive implementation of policy and ... impact, and together, you will help us define the future of American Express. ** Manager , US Consumer Compliance ** This position will play a critical role within… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... policies, and procedures. This individual will be responsible for compliance and regulatory matters relating to the...the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance, to… more
- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- American Express (New York, NY)
- …on business owned Key Risk Indicators (KRIs) and Regulatory Business Self Testing (RBST). + Effectively identify and challenge Compliance Issues to ensure ... relevant stakeholders, including but not limited to: Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk,… more