- BMO Financial Group (New York, NY)
- …effective compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are ... effective compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are… more
- TD Bank (New York, NY)
- … regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, governance of ... for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is... requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager … more
- Fiserv (New York, NY)
- … compliance and regulatory compliance . + Experience with compliance monitoring and testing execution. + Bachelor's Degree and/or equivalent military ... do?** A successful Manager of Financial Crimes Compliance & Emerging Markets ensures regulatory ...in line with regulatory requirements. + Execute compliance monitoring and testing for various verticals.… more
- Scotiabank (New York, NY)
- …in information security, risk management, cybersecurity/technology risk, audit, regulatory compliance , and governance. The IS&C Senior Manager will lead and ... to the overall success of the US IS&C's governance, regulatory compliance , and risk program. This role...and tracks all cybersecurity-related issues that pertains to audits, regulatory requirements, control testing , and other issues.… more
- Deloitte (New York, NY)
- Risk Transformation Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk ... path to value creation. Work you'll do As a Manager , you will have opportunities to: + Learn how... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond ... and state regulators + Assist in the performance of testing and monitoring of compliance with firm...market structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales… more
- Meta (New York, NY)
- …risk and compliance related activities including statutory risk assessments, regulatory requests for information, designing and testing controls and ... Ensure adherence to defined standards in order for Meta to maintain legal and regulatory compliance 15. Create & facilitate presentations to support execs /… more
- Meta (New York, NY)
- …risk and compliance related activities including statutory risk assessments, regulatory requests for information, designing and testing controls and ... adherence to defined standards in order for Meta to maintain legal and regulatory compliance . 16. Create & facilitate presentations to support management… more
- Meta (New York, NY)
- …risk and compliance related activities including statutory risk assessments, regulatory requests for information, designing and testing controls and ... Ensure adherence to defined standards in order for Meta to maintain legal and regulatory compliance . 15. Create & facilitate presentations to support execs /… more