- American Express (Charlotte, NC)
- …gaps and improvement opportunities for regulatory reporting processes. + Conformance testing to ensure compliance with the reporting guidelines issued by ... regulators to support regulatory reporting. + Transaction ...data used across operational and reporting processes + Ensure compliance with Quality Assurance governed frameworks eg, Regulatory… more
- City National Bank (Charlotte, NC)
- *TECHNOLOGY PROJECT SENIOR MANAGER - IT RISK AND REGULATORY * *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for ... long-term and/or complex technology projects or programs focused on IT risk, compliance , and regulatory initiatives. This role leads cross-functional project… more
- Deloitte (Charlotte, NC)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct ... Financial Services Senior Manager - Regulatory & Financial Risk... Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- TD Bank (Charlotte, NC)
- … Compliance Monitoring and Testing team works directly with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and… more
- Sumitomo Pharma (Raleigh, NC)
- …a dynamic, highly motivated, and experienced individual for the position of Senior Manager , Regulatory Operations, For assigned projects, the Senior Manager ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory ... segments to drive the end-to-end automation of the required regulatory filings in compliance with the standards...and Finance Data Resource Group) and complete user acceptance testing of the resulting efforts. . Identifies and works… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's ... will be to prepare, complete, review and submit required regulatory filings in compliance with the standards...data, including providing business requirements and completing user acceptance testing of the resulting efforts. . Interact with the… more
- American Express (Charlotte, NC)
- …Relevant audit and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... About this role: Wells Fargo is seeking an Information Security Manager for our Application Security Team. Application Security enhances the ability of the… more
- PNC (Charlotte, NC)
- …an opportunity to contribute to the company's success. As a Quality Group Manager - CPR Testing (Collections Platform Replacement) within PNC's Retail Lending ... and experience in the planning, designing and execution of testing . Working knowledge of various testing methodologies...while working with business and other risk partners (eg. Compliance , ERM, Legal, Audit, ETS). Manages and is responsible… more