- TD Bank (Charlotte, NC)
- …Compliance Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology, and ... **Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global … more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...policies, guidelines or processes + Administers a monitoring and testing program to ensure effective compliance with… more
- Bank of America (Charlotte, NC)
- …+ Interpret Relevant Laws, Rules, and Regulations + Project Management + Regulatory Compliance + Stakeholder Management **Desired Qualifications:** + FINRA ... Analysis + Financial Accounting + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Attention to Detail + Continuous… more
- Coinbase (Raleigh, NC)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- American Express (Charlotte, NC)
- …in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control frameworks. + Highly organized ... a culture of integrity and effective second line independent Compliance oversight.** The Manager , Compliance ...evaluation of CRA tooling and system enhancements. + Support regulatory , audit, and testing reviews related to… more
- TD Bank (Charlotte, NC)
- …procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- Deloitte (Charlotte, NC)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" pique your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Manager , you will work within an engagement team and… more
- Regions Bank (Charlotte, NC)
- …or program **Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money ... area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities +… more
- Bank of America (Charlotte, NC)
- …+ Professional Compliance or Audit Certification desired (eg CRCM (Certified Regulatory Compliance Manager ), CIA (Certified Internal Auditor) + ... Audit Manager - Consumer Compliance Plano, Texas;Charlotte,...Risk, Business Controls, or other related experience + Consumer compliance regulatory knowledge + Excellent project management,… more
- TD Bank (Charlotte, NC)
- …procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, Anti-Bribery and corruption, and sanctions… more