- TD Bank (Charlotte, NC)
- …high-risk customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- Coinbase (Raleigh, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more
- Regions Bank (Charlotte, NC)
- …the life cycle of each product, ensuring proper risk controls and monitoring, and compliance with regulatory risk and operational risk + Develops products and ... of the system. **Job Description:** At Regions, the Product Manager assists in the development, execution, and tracking of...the marketplace while ensuring adherence to all of Regions' compliance and regulatory standard + Collaborates with… more
- Navient (Raleigh, NC)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial… more
- Gilead Sciences, Inc. (Raleigh, NC)
- …The ideal candidate will possess deep expertise in SAP BRH & SAP QM module, regulatory compliance (such as GxP and FDA), and life sciences Quality Management and ... affairs, to design SAP BRH solutions that optimize batch release processes. ** Regulatory Compliance :** + Ensure that all SAP BRH solutions comply with… more
- City National Bank (Concord, NC)
- …teams to set the priority of transaction monitoring rules/segments require tuning and testing for optimal performance. Sr Manager will have the opportunity to ... requirements. Manager will oversee OFAC system scores' tuning and testing , annual system validations, and model documentation. Working with OFAC Program… more
- Deloitte (Charlotte, NC)
- Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory ... to value creation. Work You'll Do As an AML Manager , you will have the opportunity to help our...as well as to improve their ability to meet regulatory requirements, expectations , and guidance in support of… more
- Walgreens (Rural Hall, NC)
- …and ensures compliance with employment laws. + Partners with Store Manager to establish expectations and goals, promote teamwork and foster a shared vision. ... Offers preventive and clinical healthcare services, including immunizations, diagnostic testing , and patient outcome services. Ensures prescribed medications are… more
- Wells Fargo (Charlotte, NC)
- …lines of business at wellsfargojobs.com. **In this role, you will:** + Report to the Compliance Manager on the PAD Team and collaborate across PAD and ECO ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- PNC (Charlotte, NC)
- …to the company's success. We are seeking an energetic, initiative-taking Audit Manager Sr with Audit and/or Risk Management experience, to join Internal Audit's ... the quality assurance and improvement program (QAIP), audit methodology, regulatory management, audit operations oversight and department-wide improvement initiatives.… more