- TEKsystems (New York, NY)
- …control effectiveness, and ensure alignment with FINRA, SEC, and Federal Reserve regulatory expectations. - Apply Federal Reserve regulations such as Reg W and ... to broker-dealer activities, including policies, procedures, control testing, and regulatory reporting. - Align compliance efforts with enterprise risk management… more
- M&T Bank (Buffalo, NY)
- …in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards,… more
- M&T Bank (Buffalo, NY)
- …in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- M&T Bank (Buffalo, NY)
- …in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work ... to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- Wells Fargo (New York, NY)
- …part of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary **Pay Range** Reflected is ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable… more
- M&T Bank (Buffalo, NY)
- …+ Ensure product/services are marketable, profitable and comply with legal and regulatory requirements. + Maintain an awareness of new trends and developments in ... products and services. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- CVS Health (Albany, NY)
- …Applies all appropriate considerations associated with technical requirements, legislative/ regulatory policies, account structure and benefit parameters in ... addressing eligibility matters. + Validates benefit plan enrollment information for assigned clients for accuracy and completeness; coordinates the distribution of membership ID cards and partnering with appropriate internal/external support areas involving… more
- Wells Fargo (New York, NY)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable ... Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk… more
- Deloitte (New York, NY)
- …help clients meet the challenges of a rapidly evolving market and regulatory environment. Our team members are highly-knowledgeable and have diverse backgrounds in ... transactional analysis and support, compliance and planning for inbound and outbound businesses, supply chain and intellectual property advising, transfer pricing, transformative business modeling, and more ITQCS professionals combine both tax technical and… more
- Guidehouse (New York, NY)
- …all levels, to deliver product planning, pricing, reimbursement, product commercialization, and regulatory and compliance solutions. Do you think you are up for the ... challenge? We continuously strive to foster an inclusive and diverse work culture and thoughtfully develop our people through challenging work, valuable learning and educational programs. We cultivate a culture of mentorship and feedback for professional and… more