- Zions Bancorporation (San Diego, CA)
- …and directing a banking branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee income goals. ... directs a branch with regards to sales, operations, and corporate/ regulatory compliance to meet assigned lending, deposit, and fee...credit, deposit or other banking services as well as counsel and advice to best meet clients' needs. +… more
- M&T Bank (Costa Mesa, CA)
- …policies, procedures and guidelines. + Review, analyze and provide comments to counsel related to negotiation and drafting of operative documents and agreements for ... accounts. + Coordinate activities related to monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk, Compliance and/or Audit… more
- Bank of America (San Francisco, CA)
- …skills. The position requires a high focus on supervisory and regulatory requirements, business management and retention. Candidates should have excellent ... with clients, prospects, Financial Advisor recruits, vendors, regulators and outside legal counsel + Requires diversification and experience with Bank of America and… more
- WM (Fresno, CA)
- …and Safety, and Environmental groups, the Facility Manager ensures that all regulatory compliance and safety issues are addressed. The Facility Manager will also ... exceeds its goals as it pertains to safety and regulatory compliance, staying within budgeted costs for the departments,...ensuring compliance and safety. The manager will monitor, coach, counsel , and promote employees, as needed * Ensure that… more
- Gilead Sciences, Inc. (Foster City, CA)
- …policy teams, serving as the key media advisor for data and regulatory milestones, product launches, disease awareness campaigns, and product lifecycle management. ... Affairs to ensure strategic alignment and amplification. + Provide strategic counsel on external engagements such as conferences, panels, and sponsorships, ensuring… more
- Bank of America (Newport Beach, CA)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client ... prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Proactively identifying opportunities to connect Financial Advisors and… more
- Air Mobility Command (Travis AFB, CA)
- …Support Staff ensuring that the organization complies with legal and regulatory requirements and meets customer needs. Exercises supervisory personnel management ... responsibilities. Advises and provides counsel to employees regarding policies, procedures, and directives of management. Represents the group commander concerning… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …1,400 Financial Advisors across all 50 states. Dunham & Associates Investment Counsel , Inc., a subsidiary of Dunham, is an independently owned, registered ... Principal) pursuant to FINRA requirements (responsible for maintaining required regulatory net capital; monthly, quarterly and annual filings; administrator of… more
- Bank of America (Walnut Creek, CA)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial, operational, and reputational risks. The **Market Client ... clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel + Requires diversification and experience with Bank of America and… more
- University of Southern California (San Diego, CA)
- …and study closeout visits are conducted in accordance within relevant regulatory regulations. + Monitors and manages ongoing documentation, regulatory , ... monitors + Responsible for conducting performance evaluations, setting goals and providing counsel when appropriate + Travel to study sites, collecting and analyzing… more