- Coinbase (Albany, NY)
- …and alignment. Attendance is expected and fully supported. The Coinbase Regulatory Change Management (RCM) function is responsible for the development, execution ... and oversight of the enterprise-wide legal and regulatory obligations library (Legal and Regulatory Obligations...Experience working at a law firm and as in-house counsel * Experience with or previous exposure to financial… more
- ACLD (Bethpage, NY)
- Regulatory Affairs Analyst When a group of families came together in 1957 to find services for their children with developmental disabilities, ACLD was born. Today, ... we support. Primary Purpose of Job Assess and support regulatory compliance and the quality of service delivery systems....written communication skills including the ability to coach and counsel , interpret and advise, and to develop and present… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory inquiries and… more
- Wellington (New York, NY)
- …boards, including memoranda and presentations + Liaising with internal stakeholders and external counsel to manage fund regulatory calendar + Help to establish ... responsibilities will include: + Support fulfillment of legal and regulatory obligations of Wellington-sponsored investment companies registered under the Investment… more
- Scotiabank (New York, NY)
- …shareholder value. Responsibilities include the (i) provision of high quality legal advice and counsel to the US Co CEO's and the Board of Directors of Scotia ... help ensure enterprise-wide results are met in accordance with regulatory and legislative requirements and Scotiabank's overall corporate governance,...to time 1. Acts as the US Operations' general counsel to the US Board of Directors 2. Provides… more
- City of New York (New York, NY)
- …and programs for youth in the community. The Office of the General Counsel (OGC) within ACS provides legal representation and advice to the Commissioner and ... with court orders, consent decrees, and other legal and regulatory mandates. OGC also works closely with the NYC...Law Unit ("BLU"), within the Office of the General Counsel , serves a role similar to in-house counsel… more
- Sprinklr (NY)
- …individual will serve as a key advisor to the Board of Directors, General Counsel , CEO, and executive leadership on regulatory strategy, and partner closely with ... customer experiences worldwide. **About** **the Role** Reporting to the General Counsel , the **Chief Compliance Officer (CCO)** will lead Sprinklr's global… more
- University of Rochester (Rochester, NY)
- …that employees, students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and maintain strong, ... with a close working relationship with the Senior Vice President and General Counsel , the Chief Compliance Officer of the Medical Center, the Director of Research… more
- New York State Civil Service (Albany, NY)
- …to join its small and collaborative team within Office of the General Counsel .State Parks oversees more than 250 parks, historic sites, trails, beaches, pools, golf ... and to excellence and professionalism.Working under the supervision of the General Counsel , Counsel 's Office provides legal advice, assistance, and guidance to… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance ... Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University policies and procedures. The CGCO should proactively… more