- M&T Bank (Buffalo, NY)
- …Relationship Manager in sending appropriate documentation to the Bank's legal counsel . + Review, from a financial perspective, draft funding/contribution, and ... to internal Bank stakeholders (eg, Tax Credit Operations, Accounting Policy Dept., Counsel 's Office, Corporate Tax Dept., CRA Dept.). + Coordinate with the Tax… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters + Empowered to make prudent professional decisions in ... rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business and… more
- TD Bank (New York, NY)
- …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- TD Bank (New York, NY)
- …and clients through capital markets deal origination including execution of regulatory and legal trading agreement requirements globally. This team maximizes revenue ... **Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific trading… more
- Heritage Financial Credit Union (Middletown, NY)
- …thrive on driving meaningful change in risk oversight, CMS effectiveness, and overall regulatory performance? Are you ready to use your experience and knowledge to ... in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program… more
- Dentons US LLP (NY)
- …entry-level associate to join our Chambers-rated Capital Markets practice, focusing on regulatory work. The successful candidate will work closely with partners, ... counsel , and associates on financial services regulation, with a...range of federal and state consumer and commercial credit regulatory issues + Conducting research on various consumer and… more
- Ford Motor Company (Albany, NY)
- …team of legal professionals helps us navigate the continually changing legal and regulatory landscape. In our Office of General Counsel , you'll be part ... of an organization that collaborates with outside counsel to operate as a global team and deliver...will constantly learn and adapt to the evolving global regulatory landscape. Become the critical link between law and… more
- CVS Health (Glen Cove, NY)
- …is not limited to: + Patient Safety + Pharmacy Professional Practice + Regulatory Requirements + Quality Assurance + Customer Service + Inventory Management + ... seek ways to create heartfelt, personalized moments during their visits ** Regulatory ** + Maintain customer/patient confidentiality according to HIPAA and company… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... estate financings, sales and leases of City-owned property, and affordable housing regulatory agreements, and by closing the Agency's real estate transactions. The… more