- M&T Bank (Buffalo, NY)
- …with members of the Legal Department to support the Associate General Counsel responsible for overseeing legal support for the Residential Mortgage Division. In ... against M&T's Residential Mortgage Division + Work with and oversee outside counsel retained to provide assistance to M&T's Residential Mortgage Division + Partner… more
- M&T Bank (Getzville, NY)
- …the foreclosure process. Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad hoc reports as ... avoid risk of loss to the bank or its investors and work with in house counsel and management to determine if external counsel must be engaged to represent M&T.… more
- Ankura (New York, NY)
- …recognized leader in health care disputes, compliance, and investigations. Our clients and their counsel rely upon us to advise them on a wide variety of complex ... health care and regulatory matters. We work with Chief Compliance Officers to...and perform compliance audits. We assist in-house and outside counsel during internal and externally driven investigations through the… more
- Highmark Health (Albany, NY)
- …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk treatment plans, policy… more
- Equitable (New York, NY)
- …corporate goals. Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward. This individual ... and policy proposals, leveraging your deep expertise in life insurance regulatory areas such as capital, solvency, liquidity, investments, reinsurance, retirement… more
- TD Bank (New York, NY)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on role ... risk management and operation domains with a strong emphasis on regulatory compliance. You will shape data strategy, collaborate cross-functionally, and assist… more
- TD Bank (New York, NY)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution of ... and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** + Expected to exercise sound and… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...teams also act as the primary contact providing ongoing counsel and support on Anti-Money Laundering (AML) and Anti-Terrorist… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...to make prudent professional decisions in rendering advice and counsel to business lines or assigned areas, on compliance… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more