- DuPont (Buffalo, NY)
- …+ Supervise direct labor by the following: Assign work, train employees, counsel , advise, re-instruct and discipline, approve vacations and other time off, recommend ... final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US… more
- American Express (New York, NY)
- …and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations of Consumer Practices Programs, including ... proposed business activities. + Work closely with colleagues in the General Counsel 's Organization to communicate the requirements of pertinent federal and state and… more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... - in rendering advice and counsel to business lines or assigned area and risk...for coordinating business continuity management (BCM) processes and supporting regulatory /compliance related initiatives impacting overall risks to the business… more
- American Express (New York, NY)
- …on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... with Risk Stripes, including but not limited to, Compliance, General Counsel , Information Security, Finance, Fraud, and Third-Party Risk. + Support business… more
- American Express (New York, NY)
- …to assess compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects across ... with the relevant stakeholders, including but not limited to: General Counsel 's Organization, other Compliance teams, Independent Compliance Testing team, Control… more
- RELX INC (New York, NY)
- …organization for breaking news and forward-looking analysis on legal and regulatory risk across the globe. Investigative journalists provide exclusive reporting on ... and Sector Regulation. Trusted by top law firms, corporate counsel and the public sector, our coverage empowers our...our customers to respond first to changes in the regulatory landscape, navigating risks and leveraging opportunities for their… more
- Gateway Hudson Valley (Kingston, NY)
- …of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities ... available. + Conduct visits as scheduled with residents. + Counsel residents during crisis situations as needed. Advise the...of crisis situations and report incidents per agency and regulatory requirements. + Observe and record in the log… more
- TD Bank (New York, NY)
- …ISDA Master Agreements, Credit Support Annexes, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements, Custody Agreements). The ... Commitment Agreements, ISDA Master Agreements, CSAs, Master Confirmation Agreements, Regulatory IM Documents, Account Control Agreements and Custody Agreements with… more
- New York State Civil Service (New York, NY)
- …of the Department's Executive Team. The Executive Deputy is responsible for all regulatory and supervisory issues, as well as enforcement matters, related to the ... as significant contact with insurance entities, attorneys, other state and federal regulatory agencies and the public.The Insurance Division is comprised of over 600… more
- Warner Bros. Discovery (New York, NY)
- …and their operations and personnel to new revenue opportunities and changing regulatory requirements. You will ensure WBD manages the complex ethics and compliance ... in these businesses. * Having deep substantive knowledge and experience in regulatory compliance areas relevant to US multinational media companies with global… more