- TD Bank (New York, NY)
- …this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and ... supervisory engagement, considering industry best practice and regulatory change. The Global Markets Supervision (GMS) team partners with TD Securities' Global… more
- BMO Financial Group (New York, NY)
- …+ Represents the risk program / governance structure during internal/external regulatory audits and/or examinations. + Designs and produces regular and ad-hoc ... quality of execution. + Manages the review and sign-off process for relevant regulatory reporting. + Leads and integrates the monitoring, measurement & reporting on… more
- Mount Sinai Health System (New York, NY)
- …maintaining compliance with proper infection prevention practices and maintaining regulatory compliance through continuous quality improvement. In addition, the ... care and optimize provider communication to improve the Patient Experience. The Associate Director will work directly with the CMO to develop and oversee strategies… more
- PNC (New York, NY)
- …and have an opportunity to contribute to the company's success. As a Managing Director II within PNC's Capital Markets organization, you will be based in New York, ... activity. + Monitors industry and market developments, deal flow and regulatory requirements. Ensures compliance with policies and regulations. Works with key… more
- American Express (New York, NY)
- …this role?** US Consumer Services is seeking an experienced and strategic Director - Financial Crimes to lead a diverse team of high-performing professionals focused ... testing and remediation of identified gaps. + Lead business readiness for regulatory examinations, audits, and independent reviews focused on financial crimes. +… more
- Wells Fargo (New York, NY)
- …role:** Wells Fargo is seeking an Equity Derivative Sales Trader - Executive Director in Wells Fargo Securities. The role is a senior-level position responsible for ... subject to statutory disqualification Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Executive Director -level Portfolio Manager for Wells Fargo Corporate & Investment Banking Renewables team. The ... will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this… more
- BMO Financial Group (New York, NY)
- …need to make informed investment decisions. We are searching for an ADoR (Associate Director of Research), who will be responsible for managing a team of Equity ... development, data analysis, and a solid understanding of the regulatory space in equity research. This role is part...the morning equity call. + Understand compliance and the regulatory environment and act as a coach and resource… more
- Mizuho Corporate Bank (New York, NY)
- Market Treasury/Money Markets & Funding - Director Key Responsibilities . Managing the bank's funding through UST and MBS Agency trades repo activity as well as ... application maintenance activities. . Supporting the team in any regulatory exams and addressing internal findings issued by the...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
- Ankura (New York, NY)
- …remote opportunity within these four locations. Role Overview: We are seeking an eDiscovery Director to join our dynamic team. This role will s erve as the client's ... and production of electronic data relevant to litigation or regulatory investigations . Responsibilities: Functional Discovery Tasks: + Collections/Pre-Processing +… more