- MUFG (New York, NY)
- …candidate will have a deep understanding of operational and information risk, regulatory requirements, and industry best practices, with experience leading teams in ... developing remediation plans and overseeing remediation + Understanding of the regulatory environment and regulations related to risk, Office of the Comptroller… more
- MTA (New York, NY)
- …practices, policies, and procedures. Provide subject matter expertise support for regulatory visits and emergency response incidents at HQ. Investigate HQ employee ... and new hire reviews; coordinating policies and written plans required by regulatory agencies; and providing subject matter expertise on safety policy implementation… more
- Wells Fargo (New York, NY)
- …. **In this role, you will:** + Monitor client accounts for compliance with Regulatory (Reg. T, FINRA 4210, Reg U) and House margin requirements, including Portfolio ... with IT and Program Management to implement margin system enhancements + Document new processes, policies, and procedures to support system changes and operational… more
- Oracle (Albany, NY)
- …with engineering and compliance teams to ensure process efficiency, regulatory alignment, and continuous improvement throughout the software development lifecycle ... (SDLC). We are looking for someone with demonstrated awareness of regulatory standards and hands-on experience integrating regulatory requirements into all… more
- St. Catherine's Center for Children (Albany, NY)
- …and families in the Day Treatment Department, according to the requirements of regulatory bodies and the policies and philosophy of St. Catherine's Center for ... Children. + Ensures that assigned social work staff complete and document psycho-social assessments, and treatment plans developed by treatment teams at Treatment… more
- Bank of America (New York, NY)
- …effectiveness. + Support global control room leadership on cross-regional projects and regulatory inquiries. + Assesses risks and effectiveness of Front Line Unit ... ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations + Engages in activities to… more
- Albany Medical Center (Albany, NY)
- …day-to-day operations of the laboratory based on patient care needs, and regulatory and quality standards. The Assistant Supervisor has expertise and leadership in ... day-to-day operations of the laboratory based on patient care needs, and regulatory and quality standards. 3. Performs technical related duties, including the… more
- Sunrise Senior Living (New York, NY)
- …standards and complies with all federal, state and local regulatory procedures regarding food production. **RESPONSIBILITIES & QUALIFICATIONS** **Essential Duties** ... areas, accurate record keeping, receiving, rotating and inventory of products and regulatory compliance. + Assists Executive Chef or Dining Service Coordinator in… more
- Albany Medical Center (Albany, NY)
- …prospectively identify potential resource or material limitations. + List and document all development activities including failed efforts. + Develop and maintain ... effectively demonstrate competencies and accomplishments. + Maintain current knowledge of regulatory influences specific to the work environment and how the various… more
- MUFG (New York, NY)
- …with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language. + ... Document workpapers demonstrating the work was appropriately performed (eg,...meet objectives and standards of methodology, applicable standards and regulatory requirements. **_Education, Licensure, Year of Experience (and type… more