- Actalent (New York, NY)
- …information for document creation. + Contribute to both clinical and regulatory writing processes, ensuring accuracy and compliance. Essential Skills + 10+ years ... growing workload. This role involves writing specific clinical and regulatory documents while managing the process efficiently, ensuring successful cross-functional… more
- Bank of America (New York, NY)
- …profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and reputational risks. Job expectations include working ... Financial Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as uphold the...about certain Bank of America benefits. Receipt of this document does not automatically entitle you to benefits offered… more
- New York State Civil Service (Hauppauge, NY)
- …transportation projects.* Advise management and staff on new environmental legislation, regulatory requirements, and advisory and regulatory agencies' policies.* ... analyses on environmental matters or providing consultation on environmental regulatory programs.Open Competitive:A bachelor's degree and three years of professional… more
- Bank of America (New York, NY)
- …management, the Board of Directors or committee thereof, external auditors and regulatory agencies. This job is responsible for establishing and executing a ... others + Lead and oversee leveraged lending examination activities + Provides regulatory updates on results, and responds to inquiries + Documents findings through… more
- Manulife (New York, NY)
- …of Investor Services AML/KYC onboarding due diligence (processes, controls, data & document mgmt.) + Provide guidance regarding AML/TF risks related to their new ... AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and...required + Experience in a legal, banking, broker dealer, regulatory , private equity fund or asset management firm is… more
- Manulife (New York, NY)
- …of Investor Services AML/KYC onboarding due diligence (processes, controls, data & document mgmt.) + Provide guidance regarding AML/TF risks related to their new ... AML/TF risk assessments including the evaluation of any external regulatory changes and/or changes to internal MCF policies and...required + Experience in a legal, banking, broker dealer, regulatory , private equity fund or asset management firm is… more
- Ultralife Corporation (Newark, NY)
- …design and execute test plans, ensuring products meet industry standards and regulatory compliance. Sr. Test Engineer will collaborate with both in-house and ... and software systems, identifying defects and ensuring they meet compliance and regulatory standards. + Regulatory Compliance: + Ensure that all products… more
- TD Bank (New York, NY)
- …evidence of review + Execute testing engagements, and prepare reports to document exceptions and action plans + Communicate deficiencies to the business and ... firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & Experience:** + Bachelors degree or… more
- Aflac (New York, NY)
- …Global Investments-related projects and business initiatives. + Work to manage and limit regulatory and reputational risk of Aflac and help to reinforce Aflac Global ... monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and internal rules and restrictions across all portfolios managed by Aflac… more
- MTA (New York, NY)
- …officials, MTA/TBTA Board members, bridge/tunnel/tolling industry partners, federal and state regulatory entities, and peer agencies. The VP has delegated authority ... oversees all aspects of the safety and health program, ensuring regulatory compliance, operational safety, and risk mitigation across nine inter-borough crossings… more