- Bank of America (New York, NY)
- …regulatory agencies. * Executes control practices, including compliance with all regulatory /policy requirements and data quality standards * Document key ... an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required...employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,… more
- Gateway Hudson Valley (Kingston, NY)
- …of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities ... residents are up to date and properly documented and stored per agency and regulatory policy and procedure. This includes but is not limited to: prescriptions, MARs,… more
- University of Rochester (Rochester, NY)
- …industry conference exhibits when needed. + Participate directly in inspections by regulatory agencies and external auditors. Document Management: + Accurately ... regulatory agencies and external auditors: With oversight of the functional manager provide support for regulatory inspections and external audits, and when… more
- Gateway Hudson Valley (New Paltz, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Gateway Hudson Valley (Beacon, NY)
- …residents. Assist residents with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager . + Ensure records ... core service areas in accordance the Individualized Service Plan, certifying/ regulatory bodies including OMH/OPWDD/HUD, and Gateway's goals. ESSENTIAL RESPONSIBILITIES… more
- Bank of America (New York, NY)
- …Monitoring and Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with three regional hubs ... under the regional substantial shareholdings, takeovers, residual short positions, and other regulatory position limits rules. The EPMD Central lead will have dual… more
- City National Bank (New York, NY)
- …management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or ... effective controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters. This… more
- CanACRE (Rochester, NY)
- …* Maintain and submit daily reports and logs to the Environmental Compliance Manager and/or Field Lead that document construction activities and associated ... apart. Our goals are to provide technical leadership for greater regulatory understanding and certainty and to build collaborative relationships with stakeholders,… more
- TD Bank (New York, NY)
- … regulatory agencies and provides advice and guidance for document submissions to these entities, based on professional judgment regarding responsiveness ... manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors,… more
- TD Bank (New York, NY)
- … agencies and Internal Audit. Interacts directly and independently with auditors and regulatory agencies and provides approval for document submissions to these ... management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to… more
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