- Bank of America (New York, NY)
- Analyst - Tech Delivery - GMT Regulatory Reporting and Ops Tech New York, New York **To proceed with your application, you must be at least 18 years of age.** ... test solutions to validate functional and system needs. Identifies, document and troubleshoot application related problems. Documents process, procedures and… more
- American Express (New York, NY)
- …role? Manager - Basel Endgame, Documentation and Controls. Global Regulatory Reporting and Treasury Controllership is part of the Global Controllership ... Matter Experts and External Reporting leaders to identify and document the impact of Basel Endgame on regulatory... document the impact of Basel Endgame on regulatory reporting. + Drive implementation of Basel Endgame analytical… more
- TD Bank (New York, NY)
- …ongoing supervision. Teammates interact directly and independently with auditors and regulatory agencies and provides approval for document submissions to ... regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input for periodic management… more
- TD Bank (New York, NY)
- …global compliance framework. You will oversee and manage the global compliance governance document inventory. In this role you will also lead the development and ... risk management plans and the annual compliance strategic plan + Develop document retention solutions + Create and maintain inventories, libraries, and archival… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …processes, and timelines. + Leads teams of writers for a large multi- document project (eg, a regulatory submission), including resourcing, managing timelines, ... **Job Summary** The Senior Manager , Medical Writing (MW) will be responsible for...preparation of accurate, timely, and multidisciplinary documents submitted to regulatory agencies worldwide. He/she may also lead teams of… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager , Compliance Program: Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior Manager , ... initiatives, promotes ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human services. The Senior … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... **Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and… more
- TD Bank (New York, NY)
- …agencies and Internal Audit. + Interacts directly and independently with auditors and regulatory agencies and provides approval for document submissions to these ... to promptly escalate instances of non-compliance. + Works independently as the senior manager /subject matter expert and may coach and educate others. as well as lead… more
- Meta (New York, NY)
- …compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory ... (b) safeguarding the business against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to make Meta the premier… more
- American Express (New York, NY)
- …to learn new skills, develop as a leader, and grow your career. The Manager position is part of the Regulatory Exam Lifecycle Management (RELM) Team ... RELM, Professional Practices. RELM supports the end-to-end lifecycle management of regulatory exams, ongoing supervision, and remediation of regulatory findings… more
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