- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program.… more
- Trinity Health (Albany, NY)
- **Employment Type:** Full time **Shift:** Day Shift **Description:** ** Manager Performance Excellence and Accreditation - FT Days at St Peters Hospital** **POSITION ... PURPOSE** **Provides leadership and expertise in the areas of accreditation and regulatory compliance, quality and patient safety standards as it relates to… more
- Bank of America (New York, NY)
- …or support the development of training materials and communications to support regulatory readiness. + Document project decisions, deliverables, and process ... Global Markets, Business Support Manager New York, New York **Job Description:** At...manage global programs with multi-jurisdictional impacts, ensuring alignment with regulatory requirements and strategic business goals. The team also… more
- Northwell Health (Lake Success, NY)
- …clinical research sites for questions related to the protocol conduct protocol, regulatory document completion, study supplies, client scheduling, and electronic ... completeness and timeliness of study records by performing source data verification, regulatory document and consent form review, adverse event reporting… more
- Bank of America (New York, NY)
- Capital Mgmt - Finance Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... Treasury Policy and Advocacy, Global Risk Analytics (GRA), Centralized Regulatory Reporting (CRR), and Investor Relations. Job expectations include applying… more
- Bank of America (White Plains, NY)
- Merrill Market Supervision Manager White Plains, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management and ... profitability by influencing Financial Advisor business practices to minimize regulatory , financial, and reputational risks. Job expectations include working… more
- American Express (New York, NY)
- …This role is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial Reporting Quality Assurance ... Organization (FRQA), in support of the Regulatory Reporting Automation program. Global Capabilities Product Owner team is responsible for delivering regulatory … more
- SMBC (New York, NY)
- …the business and risk management. You will support bank's climate-related financial risk regulatory reporting and disclosure to meet Federal & State regulatory ... tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner consistent… more
- New York State Civil Service (New York, NY)
- …conformance with customer agency guidelines, applicable codes, reference standards and other regulatory requirements. The Design Manager may also provide design ... Authority of the State of New York Title Design Manager (2 positions) - NYC Office Occupational Category IT...assignments at various stages of design to ensure project document compliance with all applicable client, state and federal… more
- Insight Global (New York, NY)
- …processes within financial institutions, a solid understanding of the applicable regulatory framework, excellent communication skills, and the ability to work across ... policies and procedures. 2. Evidence Gathering and Documentation: - Collect and document evidence to support control activities. - Upload evidence and relevant… more