- Citigroup (Jacksonville, FL)
- …business segment within Citi. This role requires a solid understanding of regulatory requirements, data transfer processes, and control frameworks. The AVP will ... Support:** Assist in the implementation and operationalization of new regulatory changes, contributing to data security initiatives to ensure compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Financial risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions ... management (ALM) capabilities in preparation for continued growth and additional regulatory requirements associated with firms in excess of $100 billion. The… more
- Lincoln Financial (Tallahassee, FL)
- …assessments and identify IT-related risks and vulnerabilities based on business objectives, regulatory requirements, and emerging threats. + Conduct end to end audit ... Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS,...volume. **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more
- Truist (Orlando, FL)
- …analytical support assigned to Dealer Services Portfolio Managers including analyzing financial statements and projections, utilizing financial models and ... nCino packages and is responsible for coordination of spreading financial statements and risk ratings. 50% 2. Works with...development and term sheets. 10% 5. Responsible for completing regulatory and compliance activities and data accuracy in the… more
- CVS Health (Tallahassee, FL)
- …+ Coordinate the preparation of quarterly, annual, and audited statutory financial statements + Submit supplementary filings to regulatory agencies ... role offers exposure to a wide range of accounting areas, including: + Financial statement preparation and review + Technical accounting and financial analytics… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Financial risk management and mitigation strategies to support sound financial planning. + Regulatory expectations for Large Financial Institutions ... and other management committees. + Stays abreast of evolving capital regulatory requirements. + Contributes to process improvement initiatives aimed at enhancing… more
- MUFG (Tampa, FL)
- …or related experience with specific emphasis on fraud investigations at a financial institution, regulatory agency or law enforcement agency is preferred. ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Separation of Duties, Dual Control, and support for internal audits and regulatory examinations. Develop and/or and manage new risk management processes and business ... management processes and procedures in compliance with OCC, FFIEC, and other regulatory bodies *Responsible for developing and managing issue tracking and resolution… more
- TD Bank (Orlando, FL)
- …are in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more