- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …findings & reports to various lines leadership. Reports are also used for regulatory purposes. Some of the main responsibilities include: + Acting as a point ... the Operations division, including (but not limited to): audit support, regulatory inquiries & exams, risk & control self-assessments, remediations, risk council.… more
- American Express (Sunrise, FL)
- …impact in this role?** + Support a team of marketing compliance and regulatory experts that work with marketers and campaign execution specialists to develop ... marketing campaigns, ensure they are compliant with all legal, regulatory , Brand, and internal requirements. + Support the team...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Truist (Orlando, FL)
- …of industry-related regulatory requirements. 4. Knowledge of operational and other non- financial risks. 5. Ability and willingness to learn and adapt to change ... efficiency opportunities to the appropriate groups. * Maintains comprehension of regulatory or governing body rules, related business requirements, and applicability… more
- Citigroup (Tampa, FL)
- …effective risk management practices as well as thought leadership on meeting regulatory requirements will also be expected of the Project Manager. **Key ... to ensure it fully addresses the letter and the spirit of the regulatory feedback, broader supervisory expectations and underlying issues and root causes, and is… more
- Citigroup (Tampa, FL)
- …a robust governance and framework surrounding Tier 2-5 Publications with financial implications. + Implement and maintain a business-as-usual (BAU) structure, ... risk appetite in line with changes in the business environment, regulatory requirements, and strategic objectives. + Help collaborate with key stakeholders… more
- Citigroup (Tampa, FL)
- …Program visibility, action planning, and issue management of EUC & ITeSS related regulatory and management control initiatives across the Firm.*This is a global role ... to draft and implement action plans in support of regulatory requirements/commitments and Consent Order (CO) initiatives.*Balance and execute near-medium-long-term… more
- Coinbase (Tallahassee, FL)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world,… more
- CVS Health (Tallahassee, FL)
- …and enhance the delivery of healthcare services. Provides support in completing regulatory reporting requirements and contributes to the development and execution of ... initiatives. Responsibilities include: * Leads management of the quality data, regulatory reporting, and analytics function to help internal teams draw meaningful… more
- Citigroup (Miami, FL)
- …+ Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and respond to all inquiries, from ... meet compliance guidelines. Adhere to MPP, RDIP, banking, investment and tax regulatory and other compliance policies and procedures. + Review and ensure that… more