- City National Bank (Raleigh, NC)
- …Auditor (CIA) Or * Certified Information Systems Auditor (CISA) Or * Chartered Financial Analyst (CFA) Or * Certified Anti-Money Laundering Specialist (CAMS) Or ... the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic opportunities, analyze results of testing… more
- City National Bank (Charlotte, NC)
- …RISK & CONTROL* WHAT IS THE OPPORTUNITY? "The Lead IT Risk Controls Analyst is a subject-area specialist with specialized training, methods and analytic techniques ... environment. Focus areas of security assessment by the Lead ITRC Security Analyst includes third party security and overall security program effectiveness in… more
- Wells Fargo (Charlotte, NC)
- …stakeholders such as legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting, technology, ... A2T Analyst is expected to: Problem solve trade violations...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- …FINRA registration including Series 63 (or FINRA recognized equivalents) + Certified Financial Planner (CFP) or Chartered Alternative Investment Analyst (CAIA) + ... and Outlook) skills **Job Expectations:** + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more
- Truist (Greensboro, NC)
- …Qualifications: 1. Master's degree in Finance or equivalent science/academic field. 2. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or ... development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute program requirements… more
- SMBC (Charlotte, NC)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Truist (Charlotte, NC)
- …Qualifications: 1. Master's degree in Finance or equivalent science/academic field. 2. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or ... development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute program requirements… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... US **About this role:** Wells Fargo is seeking a **Senior Data Management analyst ** to work within the Corporate and Investment Banking (CIB) Data management… more
- City National Bank (Raleigh, NC)
- …CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist Or ... audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations. WHAT WILL YOU DO? * Audit and… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more