- Bank of America (Jacksonville, FL)
- …& Reporting team is to create sophisticated, value-added analytics and reporting solutions that support operational efficiency & regulatory compliance in the ... Client Quantitative Analyst I - GB/GM AML Analytics & Reporting Charlotte, North Carolina;Jacksonville, Florida; Plano, Texas **To proceed...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- TD Bank (Fort Lauderdale, FL)
- …assists in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …IV (or higher) financial institutions and experience in interpreting regulatory reporting instructions. + Concepts, principles and practices of internal ... **Job Summary** The Data Sourcing Manager will lead and participate in data scoping...Unit areas to ensure that enterprise data used for Regulatory reporting , modeling, key business decisions and… more
- Motion Recruitment Partners (Tampa, FL)
- …several working groups, lead and manage simultaneous projects. + 4+ years of financial industry experience. + Must understand Regulatory Program Management. + ... Project Manager / Capital Market Tampa, Florida **Hybrid** Contract...Experience delivering technology changes related to regulatory programs, specifically within the financial industry.… more
- American Express (Sunrise, FL)
- …ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Manager ** **,** **Corporate Functions** **Operational** **Risk ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk… more
- TD Bank (Jacksonville, FL)
- …to specialized domains of TD's Sanctions programs. **Job Description Summary:** The Manager , Financial Crime Risk Business Oversight oversees the team and ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** Sanctions Advisory… more
- MyFlorida (Fort Lauderdale, FL)
- …of supervision and management, principles of budget preparation and administration, financial reporting , Principles and techniques of effective communication, ... work. SPECIFIC RESPONSIBILITIES: This is a highly responsible position reporting to the Director of the Broward County Health...event of an emergency. + Experience as a chief financial officer(CFO), Business Manager or Financial… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...risk management function within the First Line of Defense, reporting directly to the Technology Business Unit Risk and… more
- TD Bank (Fort Lauderdale, FL)
- …compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for assisting with the administration of the ... programs and drive a culture of compliance. This role requires **moderate regulatory expertise, analytical skills, and a proactive approach to monitoring third-party… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk data across systems to ensure accuracy and completeness. + Support regulatory and internal reporting requirements, including CCAR, Basel, Market Risk ... **Job Summary** The Senior Manager , Market Risk Manager will play...play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured… more