- TD Bank (Marlton, NJ)
- …**Job Description:** The Principal Review Analyst is a FINRA and SEC regulatory supervisory principal position with the Central Office of Supervisory Jurisdiction ... (OSJ). This job assists in the regulatory oversight for TD Private Client Wealth, (TDPCW), a...team also maintains and performs various centralized controls and reporting . This job works closely with the Market Supervision… more
- TD Bank (Cherry Hill, NJ)
- …providing leadership, direction, and necessary quality assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This ... or CPA + 5+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital… more
- Broadridge Financial Solutions (Newark, NJ)
- …or settlement agents. + Familiarity with North American or global financial regulatory requirements. + Experience with cloud-native systems (especially ... the way, come join the Broadridge team. Were seeking an Engineering Manager to lead the engineering, implementation, and operational management of three… more
- SMBC (Jersey City, NJ)
- …with regulatory requirements and industry best practices. The Insurance Manager collaborates with different departments, such as Legal, Procurement, Finance, and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...of benefits to its employees. **Role Description** The Insurance Manager is responsible for overseeing the organization's insurance portfolio,… more
- JPMorgan Chase (Jersey City, NJ)
- …cross-functional team leads, regulators, and auditors, to ensure compliance with legal, regulatory , and industry standards + Manage reporting and governance of ... mitigation + Demonstrated expertise in risk management frameworks, industry standards, and regulatory requirements relevant to the financial industry + Proven… more
- TD Bank (Woodbridge, NJ)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- Bank of America (Jersey City, NJ)
- …policies and standards, regulatory engagement, incidents management and analysis and overall reporting of data health across GRM on behalf of the DSME. This role ... are guided by a common purpose to help make financial lives better through the power of every connection....is responsible for supporting data and technology requests, complex reporting and analysis, and modeling to manage risk and… more
- JPMorgan Chase (Jersey City, NJ)
- …auditors, senior management and clients + Must be a detail oriented, quality-focused manager ; with strong documentation and reporting skills + Ability to work ... Control Managers, and Regulators, you will contribute to the reporting of a comprehensive view of technology risk posture...consulting firm, at least 2 of which are at Manager level - leading planning and/or executing IT Controls… more
- ITW (Cranbury, NJ)
- …is critical to the success of the facility. This role is vital to financial reporting , internal controls, operational budget and cost insight, and talent ... collaboration, and acts as an advisor to the Operations Manager . This position will be based at the Cranbury,...and year end close in strict accordance with ITW Financial reporting policies (USGAAP). + Effectively communicate… more
- TD Bank (Mount Laurel, NJ)
- …risk and risk mitigation associated with the preparation and submission of financial reports to regulatory agencies, including financial statements, ... relevant industry or risk management experience and/or accreditation + Strong knowledge of financial regulations and reporting standards, such as US GAAP. +… more