- MTA (New York, NY)
- …of Diversity and Civil Rights, Diversity and Equal Opportunity Division SUPERVISOR : Manager , Equal Opportunity Analysis and Reporting LOCATION : 2 Broadway, New ... service, and rewarding opportunities. SUMMARY : Under the direction of the Manager , Equal Opportunity Analysis and Reporting , the Senior Equal Opportunity… more
- Mizuho Corporate Bank (New York, NY)
- …( eg macros, vlookups , pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/SEC) + Strong sense of personal responsibility and ownership ... Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO)...Assist with regulatory compliance, including filings of regulatory forms (NFA/SEC) + Assist with investor reporting… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... Management\. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... enterprise standards. + Monitor program progress and develop MIS reporting for ongoing tracking and evaluation for both Monitoring...regulations. + Working knowledge of financial industry regulatory landscape. + Excellent interpersonal,… more
- PNC (New York, NY)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments,… more
- Bank of America (New York, NY)
- …policies and standards, regulatory engagement, incidents management and analysis and overall reporting of data health across GRM on behalf of the DSME. This role ... are guided by a common purpose to help make financial lives better through the power of every connection....is responsible for supporting data and technology requests, complex reporting and analysis, and modeling to manage risk and… more
- TD Bank (New York, NY)
- …platforms supporting general ledger (including subledger and daily postings), regulatory reporting (eg, Basel, CCAR, FRTB), and financial close processes. . ... role. . Proven experience managing technology for Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking… more
- WMCHealth (Valhalla, NY)
- …with all regulatory requirements in conjunction with the 340B Program Manager . + Maintain current knowledge of 340B program requirements, assessing regulatory ... an up-to-date list of eligible providers and ensure accurate reporting for HRSA recertifications and regulatory submissions. Qualifications/Requirements:… more
- Manulife (New York, NY)
- …all prospective investors subject to acceptance by the general partner or manager , across all Private Markets products, including open-end and closed-end funds. ... practices across multiple product lines (AML onboarding, screening, monitoring & reporting requirements) + Responsible for the management of Investor Services… more