- CUNY (New York, NY)
- …sex-based misconduct, retaliation, conflicts of interest and related matters, and reporting findings in accordance with applicable CUNY policies; + Serving as ... multiple, varying interests of those diverse stakeholders. + Experience as a manager and ability and desire to work proactively, collaboratively and creatively as… more
- Neuberger Berman (New York, NY)
- …private wealth management, trust company, sales distribution and supervision, client reporting , fund governance, compliance, operations, risk, branch exams, etc. + ... operational data and ensure compliance with established policies, procedures and regulatory requirements through the audit process + Coordinate with Technology Audit… more
- M&T Bank (Buffalo, NY)
- …Opportunity Act (ECOA), Servicemembers Civil Relief Act (SCRA), Fair Credit Reporting Act (FCRA), Home Mortgage Disclosure Act (HMDA), Community Reinvestment Act ... and audit groups to support M&T's Residential Mortgage Division + Keep colleagues, manager , senior management and other personnel up to date on pertinent legal and… more