- American Express (NY)
- …the team is responsible for helping AENB attain all established operational and financial goals as well as ensuring ongoing adherence with laws and regulations ... of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk… more
- SMBC (New York, NY)
- …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- City National Bank (New York, NY)
- …business and corporate units regarding the ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private...assigned coverage areas and communicating outcomes through escalation and reporting to management as necessary. This position provides an… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial ... critical program initiatives and handling complex/high-risk matters and escalations. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program… more
- MTA (New York, NY)
- …with environmental standards; conduct inspections and support audits. Coordinate regulatory reporting , including State Agency Environmental Audit (SAEA) ... Manager Environmental Programs Job ID: 12365 Business Unit:...program administration, or related work. Experience with environmental audits, regulatory reporting , and ensuring adherence to federal,… more
- Tradeweb (New York, NY)
- …testing oversight, regulatory risk assessments, risk metric development, and governance reporting . The role reports into the Global Head of ERM and maintains ... Support the US ERM Lead in the delivery of regionally aligned risk metrics, regulatory reviews, and integrated reporting initiatives. + Contribute to global ERM… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crimes & Fraud Mgmt **Job Description:** **The** **2nd Line of Defense US** ... across TD's corporate functions and business units.** The Senior Manager will drive governance activities and committees for fraud,...insider and conduct risk, as well as audit and regulatory engagement across our broader team. This is an… more
- KeyBank (Amherst, NY)
- …technical accounting expertise and experience in managing complex financial processes and financial reporting . The Accounting Manager will report to the ... experience in accounting. + Strong knowledge of GAAP, SOX compliance, and financial reporting . + Excellent leadership, communication, and interpersonal skills. +… more
- Raymond James Financial, Inc. (New York, NY)
- …risk data across systems to ensure accuracy and completeness. + Support regulatory and internal reporting requirements, including CCAR, Basel, Market Risk ... **Job Summary** The Senior Manager , Market Risk Manager will play...play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured… more
- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more