- MUFG (Irving, TX)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the Director - Head of Financial Institutions EDD Operations in ... action on most events, but escalate when necessary to manager or higher level when unusual or uncommon situations...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- Cushman & Wakefield (Dallas, TX)
- …at the Facility Manager level * Broad commercial real estate and financial background with 12+ years of relevant experience as portfolio/asset manager with ... and maintenance of effective relationships with key client contacts * Develop financial plans and specific goals for cost control/reduction and ensure that these… more
- Citigroup (Irving, TX)
- …with strict deadlines + 10+ years of relevant experience (project management and reporting /analysis type activities) + 8+ years within financial organization + ... Vice President) - Hybrid** The **Business Execution Senior Lead Analyst** (Business Unit Manager - C14) role is critical for driving end-to-end accountability in the… more
- Houston Methodist (Houston, TX)
- …Coordinates monthly and year-end processing and vendor 1099 and other required regulatory reporting . + Observes expense variances accounts, departments and ... of the hospital's finances through effective oversight of internal controls, reporting , policy implementation and improving financial processes. This position… more
- PNC (San Antonio, TX)
- …general transaction activity of the deal team including pipeline management and financial reporting . * Works strategically with bankers, underwriting syndicate, ... activity of the deal team including pipeline management and financial reporting . + Works strategically with transactors,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- Citigroup (Irving, TX)
- …with strict deadlines + 6+ years of relevant experience (project management and reporting /analysis type activities) + 3+ years within financial organization + 3+ ... Lead Analyst (Vice President) - Hybrid** The **Business Execution Lead Analyst** (Business Manager - C13) role is critical to directly support the delivery of… more
- Charles Schwab (Westlake, TX)
- …and regulatory compliance. The team also shares responsibility for regulatory agency interactions, Board and Executive Management reporting , and general ... Fraud and Conducts audits are performed in accordance with regulatory requirements. Reporting to the Director (PL)...draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent… more
- PNC (Houston, TX)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments,… more
- Wells Fargo (Irving, TX)
- … financial services or other highly regulated industry; knowledge of the financial services regulatory environment + Deep understanding of AI/ML governance, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more