- PNC (Dallas, TX)
- …to Detail, Collateral Management, Conflict Management, Data Gathering and Reporting , Effective Communications, Financial Statement Analysis, Flexibility and ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Regions Bank (Austin, TX)
- …within RGA to ensure client records are properly grouped for accurate 360 reporting + Supports Relationship Manager (s) with miscellaneous administrative tasks as ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- UTMB Health (Galveston, TX)
- …sensitive, confidential issues. + Ability to independently understand, identify, communicate regulatory changes + Ability to understand GME accreditation and ... regulatory aspects of GME + Exercising independent judgment, flexibility...act on own initiative in providing process management of financial , human resource, and administrative support functions. **Job Duties:**… more
- PNC (Farmers Branch, TX)
- …Knowledge, Internal Controls, Operational Risk, Organizational Governance, Process Management, Regulatory Environment - Financial Services, Standard Operating ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Charles Schwab (Austin, TX)
- …employee trade monitoring solutions; and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset ... testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) and subsequent debriefing with the key… more
- PNC (Farmers Branch, TX)
- …is pivotal in providing oversight, analytical insights, and hands-on support for financial planning, workforce analytics, and operational reporting . The ideal ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Charles Schwab (Southlake, TX)
- …an individual contributor role. **What you're good at** The Cyber Risk Assessment Manager will be responsible for the following: + Receive and triage new assessment ... Prepare a detailed cybersecurity risk assessment report based on existing risk reporting models and templates. + Perform continuous monitoring and tracking of… more
- Eaton Corporation (Houston, TX)
- …vendor strategy and relationship. * Ensure compliance with tax regulations and financial reporting standards. * Collaborate with legal and compliance teams ... to ensure that the product meets all regulatory requirements and stays updated with changes in tax...processes and systems, ensuring alignment with the company's overall financial strategy. * Oversee the integration of tax and… more
- Citigroup (Irving, TX)
- …professionals. CLM is essential for the delivery of a wide range of financial solutions to Citi CCB clients, working in direct partnership with Relationship Managers ... coverage bankers, CLM teams provide thorough, objective analysis of the financial condition and credit worthiness of borrowers, including prevailing covered industry… more
- Entergy (The Woodlands, TX)
- …and regulatory requirements (eg, NERC/CIP compliance, Federal and State reporting requirements. Support the development of procedures and policies to support ... Financial regulations and programs + Candidate with understanding of a regulatory business model and financial recovery processes **Any certificates,… more