- Charles Schwab (Westlake, TX)
- …grounded in a deep understanding of business goals as well as the regulatory and industry environment. The Centralized Risk Supervisor within the Retail Supervision ... experience + Strong knowledge and understanding of compliance and regulatory requirements applicable tothe brokerage/investment advisory industry Preferred Qualifications:… more
- Charles Schwab (Southlake, TX)
- …also ensure that the model risk program is effective and compliant with regulatory expectation and industry best practice. We are looking for an individual ... of model risk policy and procedures, ensuring compliance with regulatory and industry standards, and monitors the adequacy and...benefits + Tuition reimbursement + Health, dental, and vision insurance What's in it for you: At Schwab, we're… more
- US Bank (Dallas, TX)
- …US Bank Asset Based Finance. The Underwriter is an experienced credit professional capable of independent activity on complex credit transactions. The Underwriter ... to mitigate those risks. * Ensure compliance with all policy and regulatory requirements. * Independently manage workflow to balance competing priorities and ensure… more
- HCA Healthcare (Webster, TX)
- …plans (accident, critical illness, hospital indemnity), auto and home insurance , identity theft protection, legal counseling, long-term care coverage, moving ... assistance, pet insurance and more. + Free counseling services and resources...in patient care. . Stays abreast of legal and regulatory standards and ensures compliance. Develops and implements policies,… more
- HCA Healthcare (Plano, TX)
- …plans (accident, critical illness, hospital indemnity), auto and home insurance , identity theft protection, legal counseling, long-term care coverage, moving ... assistance, pet insurance and more. + Free counseling services and resources...efforts to achieve. + Stays abreast of legal and regulatory standards and ensures compliance. + Develops and implements… more
- Guardian Life (Austin, TX)
- …other internal partners to retain relationships. This includes ensuring regulatory compliance, resolving advanced issues, conducting training, assisting with ... to special recruitment projects, delegated credentialing, re-credentialing, directory accuracy regulatory compliance, and auditing/quality review activities Location and Travel… more
- US Bank (Irving, TX)
- …and negotiation skills. This position may also have occasional exposure to regulatory agencies. The position also interacts and represents MPS Risk in ... - Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business. - Considerable… more
- US Bank (Irving, TX)
- …communications. + Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact the assigned line of business. + Thorough ... + Strong Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance, Lending, Operations, Trust, Treasury, Merchant Acquiring, Credit Cards… more
- USAA (San Antonio, TX)
- …Accounting Principles (GAAP) and Statutory Accounting Principles (STAT) and regulatory accounting treatment to complex accounting transactions and demonstrates and ... purposes. + Proficient knowledge and application of GAAP, STAT and regulatory accounting practices. + Demonstrated ability to partner and communicate effectively… more
- US Bank (Irving, TX)
- …Unsecured Loans and Lines of Credit, Deposits) operations and related regulatory requirements. + Knowledge of bank operations, products/services, systems, and ... + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact bank operations + Strong process facilitation,… more