- TD Bank (Plant City, FL)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... in all common areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the lobby and frontline… more
- TD Bank (Jacksonville, FL)
- …3+ years experience **Preferred Qualifications:** + Bachelor's degree in Business, Finance, Law , Criminal Justice, or related field + Advanced certifications such as ... institution + Demonstrated expertise in high-risk customer reviews and regulatory compliance + Strong analytical, problem-solving, and decision-making skills +… more
- Deloitte (Miami, FL)
- AML Project Delivery Senior Analyst- Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in a ... attention and consideration from engagement management. The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk… more
- Coinbase (Tallahassee, FL)
- …our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance ... * Recommend case decisions based on investigative results in line with regulatory requirements and best practices * Optimization & Process Improvement * Identify… more
- American Express (Sunrise, FL)
- …the USA PATRIOT Act, and the Foreign Corrupt Practices Act, and provides law enforcement with key information for the investigation and prosecution of money ... of the GFCSU/USIU program as needed; + Ensuring adherence to legal and regulatory standards, as well as internal quality requirements for investigations and local… more
- Citigroup (Tampa, FL)
- …industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate. Collaborate across internal lines of ... evaluate, and contribute to the appropriate management of legal, regulatory , and reputational risk by collaborating with ICRM &...Requirements: Requires a Juris Doctor degree, Master's degree in Law , or foreign equivalent and 7 years of experience… more
- Sumitomo Pharma (Tallahassee, FL)
- …and market access goals. + Collaborate closely with **legal, compliance, privacy and regulatory teams** to ensure program design and execution adheres to all. + ... + **Compliance & Quality:** + Ensure all programs adhere to relevant regulatory and legal standards, including HIPAA. **Qualifications & Skills:** + Bachelor's… more
- Coinbase (Tallahassee, FL)
- …GRC teams, Legal and Compliance for risks, assessments, and reporting to meet regulatory requirements. * Support audit and regulatory inspections: Support data ... functional requirements and across varying levels of technical stakeholders. * Regulatory familiarity: Working knowledge of major regulatory /legal frameworks… more
- Coinbase (Tallahassee, FL)
- …IT process and gap assessments against industry standards and technology regulatory requirements to evaluate control design and operating effectiveness * Design, ... the technology controls inventory to mitigate technology risks and meet regulatory requirements, technology policies, and frameworks * Collaborate with stakeholder… more
- Prime Therapeutics (Tallahassee, FL)
- …corporate resolutions. + Ensure the company's compliance with legal and regulatory requirements by assisting with preparation, proofreading and filing of corporate ... documents, annual reports, business licenses, and other regulatory filings and correspondence, and gathering and compiling materials for board meetings and other… more