- MUFG (Tampa, FL)
- …function which will enable Operations to meet internal and external (including regulatory ) obligations. This role will be dedicated to risk & control oversight ... fully addresses the letter and the spirit of the regulatory feedback, broader supervisory expectations and underlying issues and...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Bristol Myers Squibb (Tampa, FL)
- …plan design implementation, streamlining processes, and maintaining adherence to regulatory and compliance requirements. Additionally, the role requires addressing, ... ensuring they meet the needs of our employees and comply with all regulatory requirements. If you are a dedicated professional with a passion for retirement… more
- American Express (Sunrise, FL)
- …oversight, challenge, and guidance to the business on applicable policy and regulatory requirements as related to small business proprietary lending products and ... Development process to assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance Issue Management process and… more
- Wells Fargo (Miramar Beach, FL)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized… more
- MUFG (Tampa, FL)
- …changes. + Staying current on changes and potential changes in the sector and regulatory developments is an important part of your job + Coordinate and communicate ... assignments and projects as required. + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc policy… more
- MUFG (Tampa, FL)
- …professionals to provide guidance and support to operational, business and regulatory teams and will perform expert level database security incident response ... and provide evidence of security controls are adherence to regulatory compliance. + Executing and enhancing monitoring systems used...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- MUFG (Tampa, FL)
- …UCC, etc) and experience with enforcement agencies oversight activities ( regulatory examinations, matters requiring attention (MRAs), consent orders, etc.) within ... control assessments, and designing/executing test scripts + Understanding of the regulatory environment and regulations related to operational risk, and Office of… more
- Citigroup (Tampa, FL)
- …potential risks associated with critical suppliers, ensuring alignment with regulatory requirements and internal policies. This includes working closely with ... seamless program execution and alignment with overall organizational objectives. + ** Regulatory Compliance:** Ensure program adherence to all relevant regulatory … more
- University of Miami (Miami, FL)
- …and long-term changes necessary to keep facilities in physical compliance with regulatory demands. + Maintains documentation in proper order for state and local ... regulatory inspections. + Advances and enforces operational procedures and best practices, ensuring staff compliance. + Ensures all work areas meet quality, safety,… more
- CVS Health (Tallahassee, FL)
- …with medical / physical professional associates, the local provider community, state regulatory agencies and advocacy groups to advance clinical excellence and the ... medical / physical professional associates, the local provider community, state regulatory agencies and advocacy groups for discussions for trend discussions. Attend… more