- TD Bank (Fort Lauderdale, FL)
- …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
- TD Bank (Fort Lauderdale, FL)
- …business, leading review of brand and consumer product marketing, completing regulatory research, assisting with regulatory change management, issue management, ... efforts, reviewing risk assessments, vendor engagements, reviewing audit findings and regulatory issues to support exam responses, reviewing business policies and… more
- M&T Bank (Vero Beach, FL)
- …model for less experienced staff. + Understand and maintain current knowledge of regulatory requirements and Federal and state law concerning trust and estates, ... and practices. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more
- MyFlorida (Tallahassee, FL)
- …Commission on a wide range of legal matters, including constitutional, statutory, regulatory , labor and employment, and administrative law . + Providing legal ... indicate whether any involved the prosecution of criminal, administrative, or professional regulatory matters. This position requires the ability to lift and carry… more
- Sumitomo Pharma (Tallahassee, FL)
- …Investigator Brochures (IBs), informed consent forms (ICFs), protocols, study reports, regulatory reports, and regulatory responses. + Contribute to signal ... benefit-risk assessment. + Collaborate with colleagues in Clinical Development, Regulatory Affairs, Biostatistics, Data Management, and other departments. Represent… more
- Prime Therapeutics (Tallahassee, FL)
- …responsible for the successful development, implementation and execution of the Regulatory Intelligence communication strategy. This position acts as Compliance and ... regulatory liaison for all lines of business with internal...other legally protected class under federal, state, or local law . _ _We welcome people of different backgrounds, experiences,… more
- American Express (Sunrise, FL)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall risk ... progress by creating a culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the… more
- TECO Energy (Tampa, FL)
- …cost for customers and grow earnings for the company. Supports regulatory activities including assisting in testimony preparation, answering interrogatories, and ... + Assist in the reporting of forecast data to regulatory bodies and affiliated companies. This includes development of...identity or expression, or any other characteristic protected by law , except where physical or mental abilities are a… more
- MUFG (Tampa, FL)
- …with complex security technologies, risk management, secure system design, and regulatory compliance. The candidate must demonstrate **advanced knowledge of risk ... governance** , control frameworks (eg, NIST 800 series), regulatory requirements, and the ability to translate technical risks...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Citigroup (Tampa, FL)
- …Support covers a range of areas including compliance with AML regulatory and legal requirements, client implementations and payment processing rules, assessment ... implementation of internal procedures to prevent non-compliance with Funds Transfer regulatory and policy requirements and all related payment transparency issues… more