- TD Bank (New York, NY)
- …management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... Functions and their covered businesses with defining and logging regulatory issues and/or remedial action plans + Support the...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- Citigroup (New York, NY)
- …internal strategies, policies, procedures, processes, and programs to prevent violations of law , rule, or regulation and design and deliver a risk management ... and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.… more
- TD Bank (New York, NY)
- …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- City National Bank (New York, NY)
- …ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for ... areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory ...origin, disability, veteran status or other basis protected by law . It is unlawful in Massachusetts to require or… more
- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- City National Bank (New York, NY)
- …WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning & Governance Office. Reporting ... to the head of T&I Regulatory Remediation, Affairs, and Examination Oversight the head of...origin, disability, veteran status or other basis protected by law . It is unlawful in Massachusetts to require or… more
- Marex (New York, NY)
- …as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will ... unit(s). Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices.… more
- University of Rochester (Rochester, NY)
- …for clinical research conducted at CHeT. Ensures clinical data quality, regulatory compliance, and integrity of research documentation while collaborating with ... compliance with Good Clinical Practices (GCP) and national and international regulatory requirements specific to the biopharma and medical technology sectors through… more
- NBC Universal (New York, NY)
- …is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients, ... litigators) and/or in collaboration with outside counsel. The Counsel, Litigation and Regulatory will work on a wide range of matters, including general commercial… more
- Meta (New York, NY)
- …compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory ... against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to...criminal histories, consistent with applicable federal, state and local law . Meta participates in the E-Verify program in certain… more