- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a comprehensive communications surveillance program,… more
- New York State Civil Service (Albany, NY)
- …Division leadership;* Conducts legal research and prepares draft memoranda of law and/or reports;* Drafts regulatory revisions, industry alerts, advisories, ... SG-20: Admission to NYS Bar. Assistant Attorney 1 SG-18: Law School Graduation (or other eligibility to take the...and Veterans with Disabilities as described in Civil Service Law | 55b/c. Information about this program can be… more
- Citigroup (Queens, NY)
- …The role bridges Risk, Front Office, Finance, and Technology, requiring regulatory expertise, quantitative skills, and leadership to manage a complex, ... FRTB and CVA implementation, including: + Program Leadership and Regulatory Alignment: Leading FRTB and CVA workstreams, aligning with...a protected veteran, or any other characteristic protected by law ._ _If you are a person with a disability… more
- American Express (New York, NY)
- …This role is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial Reporting Quality Assurance ... Organization (FRQA), in support of the Regulatory Reporting Automation program. Global Capabilities Product Owner team...disability status, age, or any other status protected by law . American Express will consider for employment all qualified… more
- BMO Financial Group (New York, NY)
- …on compliance matters. + Advises business/group on implications of new regulatory developments or internal products, and assists to implement new/revised policies ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory … more
- American Express (New York, NY)
- …role include governance, reporting, working with stakeholders across the enterprise, regulatory support and building capabilities. The incumbent will report to the ... credit findings (eg, finding themes etc.) + Internal Audit, Regulatory and ERM Support o Coordinate with functional team...disability status, age, or any other status protected by law . American Express will consider for employment all qualified… more
- Bank of America (New York, NY)
- …Monitoring and Disclosures team is part of the Global Markets Non-Financial Regulatory Reporting department. The is a global function with three regional hubs ... under the regional substantial shareholdings, takeovers, residual short positions, and other regulatory position limits rules. The EPMD Central lead will have dual… more
- New York Power Authority (White Plains, NY)
- …Units, to create environmental value for the Authority and our customers, support regulatory excellence and to provide support to leadership on all issues + Perform ... environmental and public policy issues and resolution of issues associated with regulatory mandates applicable to the Authority's diverse fleet of facilities. +… more
- BMO Financial Group (New York, NY)
- …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific ... BMO's Fixed Income activities, and maintain current knowledge of regulatory requirements and developments, monitoring risk/trade surveillance, and identifying and… more
- Bank of America (New York, NY)
- …technology teams all with an effort to keep the firm compliant to FDIC Regulatory requirements. Employees at this level are often required to interact with senior ... Decisions made will have significant impact to the firms Regulatory , Financial, Reputational and Operational risk to the Bank....veteran or disability status or any factor prohibited by law , and as such affirms in policy and practice… more