- Bloomberg (New York, NY)
- …under the UK Benchmark Regulation ("BMR"). The ideal candidate will have regulatory as well as product knowledge and experience with indices, financial benchmarks ... products within the financial markets; be familiar with relevant FCA and European regulatory requirements as well as IOSCO principles; and be able to implement … more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance systems such ... as case management, regulatory reporting, and surveillance tools. The ideal candidate will...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law .… more
- Leviton (Melville, NY)
- …projects and supporting project teams in securing and maintaining product regulatory compliance. This individual will collaborate with virtually all departments ... generating and publishing meeting minutes with associated action items, etc. Regulatory : Collaborates closely with Engineering and Product Management to secure and… more
- TD Bank (New York, NY)
- …that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance ... Director of Quality Assurance with providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory … more
- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify ...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- Mount Sinai Health System (New York, NY)
- …coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet ... The Project Manager II will work closely with investigators, research teams, regulatory bodies, and institutional leadership to ensure the success of each study… more
- TD Bank (New York, NY)
- …relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk ... Ensure the updating of relevant governance documentation adequately reflects evolving legal, regulatory , and industry best practices + Lead and draft responses to… more
- AIG (New York, NY)
- …to Financial Lines insurance executives and underwriters with respect to transactional, regulatory , legal and compliance matters impacting the business unit and the ... kidnap & ransom insurance; + Research and review of legal/ regulatory issues impacting or potentially impacting Financial Lines products;...Experience: + 5+ years of experience in either a law firm or in-house legal department. + Familiarity with… more
- JPMorgan Chase (Brooklyn, NY)
- The CCAR and Capital team, within Firmwide Regulatory Reporting & Analysis, is responsible for the following reports: FR Y-14M, FR Y-14Q, FRY-14A, as well as a few ... other capital regulatory filings. Our team works closely with other JPMorgan...or disability, or any other basis protected under applicable law . We also make reasonable accommodations for applicants' and… more
- American Express (New York, NY)
- …an impact in this role?** As part of Controllership organization, The US Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... category (Cat 3/2), it leads to an uptick in regulatory scrutiny and increased regulatory expectations. As...disability status, age, or any other status protected by law . American Express will consider for employment all qualified… more