- American Express (New York, NY)
- …Compliance oversight, guidance and challenge to business stakeholders on compliance/ regulatory requirements applicable to projects and processes. This requires ... (eg, marketing collateral) to effectively mitigate compliance risks and provide regulatory guidance on applicability of consumer credit laws including but not… more
- Pfizer (New York, NY)
- …result interpretation, and providing statistical support and leadership in global regulatory submission activities, as well as implementing new initiatives and ... analysis plans, interpretation of statistical results, project development plans, regulatory issues and scientific and registration projects. + Provide planning… more
- SMBC (New York, NY)
- …of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible ... ensuring timely, consistent, and high-quality preparation of materials for committee, regulatory , and audit submissions as well as timely escalation of risk-related… more
- Fiserv (New York, NY)
- …of Financial Crimes Compliance, Emerging Markets brings deep expertise in regulatory and compliance requirements for high-risk verticals such as money service ... This role is responsible for identifying and mitigating reputational and regulatory risks, managing complex compliance issues, and leading cross-functional teams to… more
- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...or disability, or any other basis protected under applicable law . We also make reasonable accommodations for applicants' and… more
- Mizuho Corporate Bank (New York, NY)
- …reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more ... leadership to ensure the program is comprehensive, effective, and aligned with regulatory expectations and industry best practices. Key areas of focus include… more
- TD Bank (New York, NY)
- …direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) including ... The individual will lead and coordinate compliance-related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners.… more
- TD Bank (New York, NY)
- …by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US Enterprise ... + Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk and Control Assessments +...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- City National Bank (New York, NY)
- …engine within the Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory and ... of the firm's Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory and… more
- TD Bank (New York, NY)
- …Banking Compliance Team. We are seeking an individual to manage fair banking-related regulatory exams and internal audits. This individual will serve as a primary ... for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more