- Synchrony (New York, NY)
- …understanding or background in model governance processes, policy and procedure, regulatory expectations, eg, SR-11-7/OCC 2011-12, in model risk management, as well ... development and enhancement of procedures and control frameworks to ensure regulatory compliance and effective model risk management. Design and automate controls… more
- JPMorgan Chase (New York, NY)
- …& Controls, you will contribute to a team that supports the complex regulatory landscape within the firm's risk appetite. Collaborate with internal teams and ... by engaging with stakeholders and clients and ensuring compliance with regulatory requirements. **Job responsibilities** + Research industry best practices and… more
- Mizuho Corporate Bank (New York, NY)
- …for OTC/Derivatives cases and ensuring they are fulfilled specifically Mizuho's KYC, Regulatory , Credit, and Legal processes in a timely and accurate manner Major ... Office to fulfill onboarding requests with all pertinent, available KYC, Tax, Regulatory , Legal, and Credit information + Evaluate onboarding requests ahead of time… more
- BMO Financial Group (New York, NY)
- …+ Represents the risk program / governance structure during internal/external regulatory audits and/or examinations. + Designs and produces regular and ad-hoc ... quality of execution. + Manages the review and sign-off process for relevant regulatory reporting. + Leads and integrates the monitoring, measurement & reporting on… more
- SMBC (New York, NY)
- …and support various workstreams which will be responsible for calculating the bank's regulatory capital of trading book portfolios. This role will have a high level ... solid grasp of financial markets as well as US regulatory framework. **Role Objectives** + Lead the development of...with disabilities consistent with applicable federal, state, and local law . If you need a reasonable accommodation during the… more
- Cardinal Health (Albany, NY)
- …maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual requirements, while collaborating closely with key ... HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a high-performing team...any other status protected by federal, state or local law ._ _To read and review this privacy notice click_… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + ... + Ensure strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML, KYC, sanctions screening). + Proactively identify and… more
- JPMorgan Chase (New York, NY)
- …Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and proposed strategic business ... Book RWA Equity requirements. You will be responsible for delivering high quality regulatory capital & liquidity analyses and reviews by maintaining a high level of… more
- New York Power Authority (White Plains, NY)
- …and implementation of procedures and techniques to meet environmental regulatory obligations and permitting requirements. Applies scientific theories to develop ... Authority meets all applicable regulations. + Remain cognizant of statutory and regulatory developments on the State and Federal level and their potential… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the ... SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing training… more