- Highmark Health (Albany, NY)
- …acts within the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the administration, interpretation, ... and intake protocols, monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk treatment plans, policy… more
- Wolters Kluwer (New York, NY)
- …to help save lives, improve how we do business, and build better judicial and regulatory systems. We help them get it right. The **Director of AI Enablement** role ... techniques to enhance product capabilities. **This role supports our Legal & Regulatory division** , which enables legal and compliance professionals to improve… more
- SMBC (New York, NY)
- …initiatives. **Qualifications and Skills** + 7+ years in financial services or international law firm, with an emphasis on regulatory compliance. + Experience ... refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from… more
- NASCO (Albany, NY)
- …operates under general direction and is responsible for providing legal and regulatory guidance to the organization. This person negotiates and drafts complex ... structure and associated risks, ensuring alignment with organizational goals and regulatory requirements + Collaborates with business partners on agreement structure… more
- TD Bank (New York, NY)
- …advice, guidance and support to business units in adhering to regulatory /compliance requirements and assists in implementing compliance initiatives to help manage ... regulatory risk. **Compliance Monitoring & Compliance Oversight** + Assist...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- Deloitte (Rochester, NY)
- AML Project Delivery Specialist -Project Delivery Specialist - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants ... quality, and driving operational outcomes The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate...management and clients + Bachelor's degree in Finance, Business, Law , Criminal Justice, or a related field + Limited… more
- New York State Civil Service (New York, NY)
- …and adopted regulations;* Provides legal advice on matters regarding regulatory actions and developing legal approaches to accomplish various departmental ... the following fields: litigation or financial industry investigations; corporate law involving such actions as corporate mergers, dissolutions, stockholder meetings… more
- iPostal1 (Suffern, NY)
- …corporate law , mergers & acquisitions (M&A), cross-border transactions, international regulatory compliance, and corporate governance. As an integral part of our ... regulatory frameworks (eg, GDPR, FCPA, export controls, competition law ). * Experience advising on legal issues in multiple jurisdictions, including… more
- TD Bank (Port Washington, NY)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... in all common areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the lobby and frontline… more
- TD Bank (New York, NY)
- …3+ years experience **Preferred Qualifications:** + Bachelor's degree in Business, Finance, Law , Criminal Justice, or related field + Advanced certifications such as ... institution + Demonstrated expertise in high-risk customer reviews and regulatory compliance + Strong analytical, problem-solving, and decision-making skills +… more