- BlackRock (New York, NY)
- …matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution ... of the Board of Directors + Help prepare relevant regulatory filings such as the CD&A section of the...other basis protected under applicable federal, state, or local law . **View the** **EEOC's Know Your Rights poster and… more
- MUFG (New York, NY)
- …business unit in explaining products to clients. + Advise on the legal, regulatory and reputational issues and risks arising in transactions and in the ... as required) and work closely with the wider Americas regulatory and international legal teams to serve business seamlessly....years of relevant experience. + Experience with a top law firm and/or experience working in-house within a financial… more
- Deloitte (Rochester, NY)
- AML Project Delivery Senior Analyst- Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in a ... attention and consideration from engagement management. The Team Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate multifaceted risk… more
- BlackRock (New York, NY)
- …and special projects. + Conduct research and draft comments on various regulatory proposals and consultations. + Draft and negotiate service provider, intermediary ... contracts. + Draft and update SEC registration statements and other regulatory documents and shareholder communications. + Collaborate with the compliance function,… more
- SMBC (White Plains, NY)
- …enterprise-grade Master and Reference data assets that underpin analytics, regulatory reporting, operational efficiency, and strategic decision-making data products ... are accurate, trusted, scalable, and aligned with SMBC's data strategy and regulatory obligations. **Role Objectives** + Leadership & Team Development: Lead and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes +...disability status, age, or any other status protected by law . American Express will consider for employment all qualified… more
- American Express (New York, NY)
- …are seeking a detail-oriented and highly organized analyst to support audit, regulatory , and exam fulfillment efforts for Global Sanctions and PEP compliance, under ... Serve as liaison between control partners, tech, legal, and regulatory teams + Support other functions in support of...disability status, age, or any other status protected by law . American Express will consider for employment all qualified… more
- AIG (New York, NY)
- …and provide financial security. Make your mark in Global Legal, Compliance and Regulatory Our Global Legal, Compliance and Regulatory (GLCR) team provides first ... attorneys and other professionals providing high quality advisory, transactional and regulatory support across GI on ceded and assumed reinsurance-related matters… more
- Shinda Management Corporation (Queens Village, NY)
- …Ensure new and renewal leases are followed in compliance with latest regulatory , insurance and best practice standards. + Ensure resident demographics including ... + Maintenance of waiting lists and logbooks according to corporate and regulatory standards. + Conducts new resident orientation. + Review submission of applicant… more