- SMBC (New York, NY)
- …to include: bank capital structure, and a general understanding of regulatory requirements. Regional Bank coverage experience is a plus. **Role Objectives** ... a team in a fast-paced entrepreneurial environment + An interest in the regulatory framework for Banks and Broker Dealers, to include industry regulations, policies… more
- SMBC (New York, NY)
- …for various front office processes and programs, ensuring compliance with regulatory requirements, internal policy, and industry standards. Develop clear and concise ... and effective execution of control office programs, organizational goals, and regulatory requirements. + Implementation: Work with impacted teams within our coverage… more
- Ralliant (Albany, NY)
- …of the US defense acquisition process, contracting vehicles, and regulatory requirements (FAR/DFARS, ITAR). + Exceptional interpersonal and communication skills, ... sexual orientation, gender identity or expression, or other characteristics protected by law . Ralliant and all Ralliant Companies are also committed to providing… more
- HSBC (New York, NY)
- …engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and best practise, whilst responding to current and ... wherever possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed.… more
- SMBC (New York, NY)
- …transaction background, deal structure, facility terms and conditions, US regulatory classification, profitability, and relationship strategy. **Role Objectives** + ... + Manage compliance with internal policies, workflow procedures and ensure US regulatory requirements are met in each credit application. + Stay informed about… more
- SMBC (White Plains, NY)
- …staff members + Prepares or verifies daily reports in compliance with regulatory requirements (Dodd-Frank, EMIR, Canada) + No approval authority + Documents ... relevant discipline is preferred + Knowledge of Canadian and EMEA reporting, regulatory systems + Strong analytical, critical thinking and problem resolution skills… more
- Ralliant (Fairport, NY)
- …updating drawings and BOMs. + Ensure designs meet industry standards and regulatory requirements + Conduct design reviews, assist in FMEA, PFMEA and supporting ... sexual orientation, gender identity or expression, or other characteristics protected by law . Ralliant and all Ralliant Companies are also committed to providing… more
- Ralliant (Fairport, NY)
- …a wide array of equipment, software, and techniques. You will also coordinate regulatory and compliance testing through third part laboratories such as UL, CSA, TUV, ... sexual orientation, gender identity or expression, or other characteristics protected by law . Ralliant and all Ralliant Companies are also committed to providing… more
- SMBC (White Plains, NY)
- …and employee relations matters + Ensures employee compliance with bank and regulatory requirements and standards of ethical behavior + Participates in Disaster ... for applicants with disabilities consistent with applicable federal, state, and local law . If you need a reasonable accommodation during the application process,… more
- Neuberger Berman (New York, NY)
- …timelines, scope, and dependencies; ensure alignment with business objectives and regulatory requirements. + Vendor and stakeholder management + Manage strategic ... and may be modified at the Company's sole discretion, consistent with the law .** _Neuberger Berman is an equal_ _opportunity_ _employer. The Firm and its affiliates… more
