- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- TD Bank (New York, NY)
- …US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created team within US Wholesale Compliance ... functions. **Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate with stakeholders and… more
- Citigroup (Getzville, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team is responsible for facilitating interactions with regulators across Citi's Finance function, ... strategic insights delivering common tools and templates to support best-in-class regulatory engagement and communications. **About the Role** The Finance … more
- City of New York (New York, NY)
- …of Social Services (DSS) and ensuring that DSS complies with all statutory, regulatory and contractual standards. The Office of Regulatory Compliance and ... and those managed by provider agencies, comply with statutory, regulatory , and contractual obligations including, but not limited to,...to admission to the bar, in the areas of law related to the assignment. To be assigned to… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Regulatory Assistant II plays a vital role in supporting clinical research compliance by managing and maintaining electronic regulatory ... is accurate, current, and audit-ready, while collaborating closely with regulatory affairs teams to uphold institutional and federal standards. Maintaining… more
- Deloitte (New York, NY)
- Manager, Risk & Brand Protection - State Regulatory & Professional Matters As a State Regulatory Licensing Manager, you will play a pivotal role in advancing ... role, you will be responsible for monitoring and interpreting state-specific regulatory requirements, interacting with 54 state boards of accountancy, and helping… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy ... team, you will assist exam managers on all regulatory engagements, including examinations and ongoing monitoring that influence the Asset & Wealth Management… more
- Travelers Insurance Company (Queensbury, NY)
- …$111,600.00 - $184,200.00 **Target Openings** 1 **What Is the Opportunity?** The Regulatory & Filing team is dedicated to ensuring Travelers' products and practices ... of required documentation and effective coordination of non-financial market regulatory activities. The filing responsibilities encompass the accurate and timely… more
- Cardinal Health (Albany, NY)
- **_What Regulatory Affairs contributes to Cardinal Health_** Regulatory provides regulatory affairs and product development consulting services to enable ... pharmaceutical, medical and biotechnology companies to obtain regulatory approvals. This function applies subject matter expertise to...any other status protected by federal, state or local law ._ _To read and review this privacy notice click_… more
- Bank of America (New York, NY)
- Regulatory Reporting Operations Senior Professional Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Regulatory -Reporting-Operations-Senior-Professional\_25024042-2) **Job Description:** At Bank of America, we are… more