• Project Manager II - Investigator Initiated…

    Mount Sinai Health System (New York, NY)
    …coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet ... The Project Manager II will work closely with investigators, research teams, regulatory bodies, and institutional leadership to ensure the success of each study… more
    Mount Sinai Health System (07/09/25)
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  • Compliance Business Oversight Manager- Commercial…

    TD Bank (New York, NY)
    …payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue ... and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to...issues at all levels **Education & Experience:** + Undergraduate degree or equivalent work experience + 7+ years of… more
    TD Bank (09/06/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as ... risk assessment, reporting and other activities** + **Internal Audit, regulatory exam, and ongoing supervision management, finding tracking, and remediation… more
    TD Bank (09/05/25)
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  • Manager, Business Compliance

    CVS Health (Albany, NY)
    …leaders, engaging with key stakeholders on compliance related issues to meet regulatory and legal obligations to prevent, detect, and mitigate compliance risks. ... as well as developing effective communications and trainings when needed. + Prepares regulatory reports, regulatory filings and follow up activity as needed, and… more
    CVS Health (09/05/25)
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  • Compliance Business Oversight Manager

    TD Bank (New York, NY)
    …and TD Wealth Management Services Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors ... applicable state and federal securities laws** + **Assist in regulatory requests and exams, and help manage responses to...issues at all levels **Education & Experience:** + Undergraduate degree or equivalent work experience + 7+ years of… more
    TD Bank (09/03/25)
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  • Compliance Audit and Exam Manager US

    TD Bank (New York, NY)
    …**U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists ... in remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple… more
    TD Bank (08/28/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (New York, NY)
    …manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and independently with field leadership, advisors, ... regulatory agencies and provides advice and guidance for document...issues at all levels **Education & Experience:** + Undergraduate degree or equivalent work experience + 5+ years of… more
    TD Bank (08/21/25)
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  • Compliance Officer Senior

    City National Bank (New York, NY)
    …ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for ... areas or products including mortgage ensuring materials comply with regulatory and business standards. * Manage regulatory ...DO YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * Minimum 7 years of lending,… more
    City National Bank (08/20/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...+ JD a plus **Education & Experience:** + Bachelors degree or progressive work experience + 7-10 years related… more
    TD Bank (08/09/25)
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  • Senior Manager IT Risk Strategy

    City National Bank (New York, NY)
    …WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic Planning & Governance Office. Reporting ... to the head of T&I Regulatory Remediation, Affairs, and Examination Oversight the head of...DO YOU NEED TO SUCCEED? *Required Qualifications** * Bachelor's Degree or equivalent * 12+ years of experience in… more
    City National Bank (08/07/25)
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