- Marex (New York, NY)
- …as well as providing compliance advisory services regarding various other regulatory reporting requirements, including TRACE and RTRS reporting. The position will ... unit(s). Such guidance will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practices.… more
- NBC Universal (New York, NY)
- …content moderation issues + Coordinate with Versant's Government Affairs on policy and regulatory issues Qualifications Basic Requirements + JD degree and New ... is expected to be completed during 2025. The Counsel, Litigation and Regulatory will be responsible for handling disputes, advising internal business clients,… more
- Meta (New York, NY)
- …compliance function to enable our company to build products that can withstand regulatory scrutiny, and ensure Integrity continues to meet global regulatory ... (b) safeguarding the business against real world security risks; and (c) addressing the regulatory scrutiny the business faces. Our goal is to make Meta the premier… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- New York Power Authority (White Plains, NY)
- …Units, to create environmental value for the Authority and our customers, support regulatory excellence and to provide support to leadership on all issues + Perform ... environmental and public policy issues and resolution of issues associated with regulatory mandates applicable to the Authority's diverse fleet of facilities. +… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance systems such ... as case management, regulatory reporting, and surveillance tools. The ideal candidate will...and key outcomes to senior management. Qualifications: + Bachelor's degree in IT, Computer Science, Business Administration, or related… more
- TD Bank (New York, NY)
- …that alert review processes align with firm requirements and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance ... Director of Quality Assurance with providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory … more
- TD Bank (New York, NY)
- …candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability and diligence, a strategic thinker, is data driven ... guides others within area of expertise **Education & Experience:** + Undergraduate degree or equivalent work experience + 7+ years of experience **Preferred… more
- New York State Civil Service (New York, NY)
- …and goals of DFS;* Performs other duties as assigned. Minimum Qualifications Minimum Qualifications* Law degree from an accredited law school; admission to, ... are not limited to, the following: * Renders professional regulatory and legal advice of a high degree...with financial institutions, other state and federal governmental and regulatory agencies, and law firms;* Drafts and… more
- GE Vernova (New York, NY)
- …Strong analytical, written and oral communication and problem-solving skills. + Master's or Law degree . **Compensation:** The starting base pay range for this ... Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE Vernova's Financial Services… more