- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. + ... + Ensure strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML, KYC, sanctions screening). + Proactively identify and… more
- New York State Civil Service (Albany, NY)
- …Commission (PSC) during utility rate cases and during other policy-related regulatory proceedings. Additionally, the UIU serves as the statewide consumer advocate ... rates as low as possible, while maintaining safe and reliable service. The regulatory and wholesale energy market processes require UIU to consider all factors,… more
- ManpowerGroup (Albany, NY)
- …able to translate new developments to potential compliance impacts. 4-year business, law , or public administration degree . Auditing, accounting, finance, legal, ... Federal Regulations; expert-level knowledge a plus. Detail-oriented; demonstrating a high degree of focus on reporting quality, timeliness, and record-keeping that… more
- University of Rochester (Rochester, NY)
- …culture. + Monitor compliance with program guidelines, deadlines, and regulatory requirements, ensuring accountability across the Research Base. + Work ... on behalf of the Executive Director, using sound judgment, high- degree of discretion, and professionalism. + **Provide comprehensive administrative support**… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... opportunities for equitable growth. The Division of Economic Opportunity and Regulatory Compliance: The Division of Economic Opportunity and Regulatory … more
- American Express (New York, NY)
- …Our professionals come from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk, technology, and data ... group responsible for managing audit operations, quality and standards, regulatory relations, reporting, training and professional development, and key internal… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** The Regulatory Reporting team delivers Bank Holding Company regulatory reports in accordance ... review, analyze and report financial information predominantly using the automated Regulatory Reporting Delivery (RRD) platform. We collaborate with multiple teams… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &...inquiries, audits, and exams **Education & Experience:** + Bachelors degree or progressive work experience + 5-7 Years of… more
- TD Bank (New York, NY)
- …direction. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V) including ... The individual will lead and coordinate compliance-related initiatives, manage regulatory exams, and collaborate cross-functionally to support business partners.… more