- CSL Plasma (Cheektowaga, NY)
- …This role will ensure compliance to training needs, SOPs, processes and other regulatory or company directives are adhered in order to support the operations and ... of required information. Initiate investigation and ensure documentation of regulatory deficiencies. Determine the need for corrective action, ensure appropriate… more
- MUFG (New York, NY)
- …in the context of business/market events; + Ensure adherence to relevant regulatory requirements and accounting standards; + Documentation of control activities and ... relationships with Front Office, Operations, Risk, Audit, Compliance and Regulatory departments to ensure needs and regulations are met....to which the Firm is subject; **Qualifications** + Bachelor's degree + At least 5 years of experience in… more
- JPMorgan Chase (Brooklyn, NY)
- …years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Bachelor's degree in Accounting or Finance + ... data collection and quarterly business results with various lines of business, Regulatory Controllers, and SEC reporting teams + Assist in the thorough assessment… more
- Citigroup (New York, NY)
- …building a strongly engaged team. + Lead significant Investment control related regulatory interactions globally, including items related to Citi regulatory ... proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + Significant Leadership Team… more
- RELX INC (New York, NY)
- …organization for breaking news and forward-looking analysis on legal and regulatory risk across the globe. Investigative journalists provide exclusive reporting on ... Trade, State Aid and Sector Regulation. Trusted by top law firms, corporate counsel and the public sector, our...our customers to respond first to changes in the regulatory landscape, navigating risks and leveraging opportunities for their… more
- TD Bank (New York, NY)
- …equivalent work experience + 3+ years experience **Preferred Qualifications:** + Bachelor's degree in Business, Finance, Law , Criminal Justice, or related field ... institution + Demonstrated expertise in high-risk customer reviews and regulatory compliance + Strong analytical, problem-solving, and decision-making skills +… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …drug development pipeline in partnership with Diagnostic Strategy Leads and IVD Regulatory Affairs. This is a leadership role within Regeneron's clinical diagnostics ... expert and leader to drive knowledge of diagnostic delivery, learning, regulatory impacts and operational considerations _Diagnostics Project Execution:_ + Working… more
- BlackRock (New York, NY)
- …matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution ... Development & Compensation Committee of the Board of Directors + Help prepare relevant regulatory filings such as the CD&A section of the proxy statement. + Gather… more
- TD Bank (New York, NY)
- …or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional ... requirements related issues at all levels **Education & Experience:** + Undergraduate degree or equivalent work experience + 10+ years of experience **Preferred… more
- TD Bank (New York, NY)
- …assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity ... for complex issues at all levels **Education & Experience:** + Undergraduate degree or equivalent work experience + 5+ years of experience **Preferred… more