- KeyBank (NY)
- …and discouraging actions that may expose KeyCorp and its subsidiaries to regulatory , compliance, or reputational risks in excess of Key's risk tolerance. This ... Third Party Management, Shared Services lines of business (Finance, Human Resources, Law Group, Risk Management, Corporate Center), and Regulation W. This position… more
- JPMorgan Chase (New York, NY)
- …broader Liquidity Risk Infrastructure team and providing specific requirements for new regulatory reporting or changes to existing regulatory reporting + Lead ... and participate in ad-hoc projects for senior management on regulatory initiatives + Respond to ad hoc regulatory inquiries + Manage various ongoing monitoring… more
- Marex (New York, NY)
- …checks are carried out on all new customers in accordance with local regulatory requirements and Group standards and procedures + Communicate with brokers, sales, ... improve efficiencies and Compliance reporting. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and other applicable … more
- JPMorgan Chase (New York, NY)
- …and ad-hoc analyses for Senior Management and the Board of Directors, Regulatory Agencies, and other key stakeholders + Present relevant information and capital ... management + Develop an understanding of JPM's Recovery and Resolution-related regulatory capital requirements and processes + Drive end-to-end work streams in… more
- MUFG (New York, NY)
- …both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree , CFA candidacy is a plus. ... and required credit applications in accordance with internal policies and regulatory guidance, including the evaluation of company-specific, industry, and … more
- Mizuho Corporate Bank (New York, NY)
- …of how these businesses generate revenue, the associated risks, and the regulatory requirements surrounding model development and validation. You should also posses ... model validation and performance monitoring to ensure accuracy and compliance with regulatory standards. + Stay current with industry trends, regulatory changes,… more
- ManpowerGroup (New York, NY)
- …part of the Compliance Department supporting the organization's commitment to regulatory adherence and operational excellence. The ideal candidate will have strong ... workflow management and performance oversight. + Ensure compliance with all regulatory practices outlined by CPAD, including BSA/AML/OFAC regulations. + Provide… more
- MUFG (New York, NY)
- …both a transaction and group level + Ensure compliance with policy and regulatory requirements **Skills & Experience:** + Bachelor's degree , in Finance, ... and required credit applications in accordance with internal policies and regulatory guidance, including the evaluation of company-specific, industry, and … more
- Citigroup (New York, NY)
- …in good standing to practice law **Education:** + Juris Doctorate or equivalent law degree _This job description provides a high-level review of the types of ... and initiatives including Board committee reporting. This role has a significant degree of responsibility and authority. This role requires solid conceptual /… more
- City of New York (New York, NY)
- …to disseminate key findings and advance policy goals. PREFERRED SKILLS: - Advanced degree in public health, public policy, law , economics, health administration, ... the evidence base for advancing policy goals. - Track relevant legislative and regulatory developments at the local, state, and federal levels and update the… more