- Chemung Canal Trust Company (Elmira, NY)
- …compliance laws and regulations. + Conducts annual risk assessments, incorporating legal/ regulatory exposure, operational risk, frequency of review findings in the ... the complaint process, including responses to consumer complaints received from regulatory agencies. Ensures proper follow-up and resolution by appropriate personnel… more
- MUFG (New York, NY)
- …on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + A Bachelor degree , with an MBA, CPA, or ... credit application according to policy, including evaluation of corporate, regulatory and industry risk, historical operating performance, projected operating… more
- Zurich NA (New York, NY)
- …and/or Canadian insurance regulations and consumer protection laws. + You will hold a degree in law , business, risk management, or a related field; relevant ... work closely with business leaders to identify and manage compliance risks, ensure regulatory obligations are met, and help foster a strong culture of integrity and… more
- American Express (New York, NY)
- …and monitor the status of the remediation plans. + Liaise with regulatory agencies, as required, during examinations of Consumer Practices Programs, including ... regulations, as well as significant industry trends. **Minimum Qualifications:** + Bachelor's Degree + 5 years of consumer compliance experience + Experience in… more
- ManpowerGroup (New York, NY)
- …communication and interpersonal skills, and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New ... Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. + Assess the effectiveness of internal controls related to… more
- Elmcrest Children's Center (Syracuse, NY)
- …to maintain compliance. + Maintains knowledge of trends, best practices, regulatory changes, and innovative technologies in Human Resources, training and ... development, and employment law . + Maintains integrity and confidentiality by keeping accurate...and development and compliance, which includes OSHA, worker's compensation, regulatory agency compliance, and training program tracking and reporting.… more
- American Express (New York, NY)
- …on Operational Risk within BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience through managing a clear ... that may impact future business initiatives + Remain informed of the external regulatory landscape and current events impacting the financial services industry + Be… more
- Wells Fargo (New York, NY)
- …marketing campaigns, establishing and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping ... seasoned judgment by handling complex clients with a high degree of professionalism + Viewed by peers as a...experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or… more
- American Express (New York, NY)
- …to assess compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects across ... services on behalf of American Express. + Assisting in preparation for regulatory inquiries and examinations. + Additional responsibilities based on team needs.… more
- IQVIA (Orchard Park, NY)
- …and managing clinical sites to ensure compliance with study protocols, regulatory requirements, and sponsor expectations. Your work will directly contribute to ... compliance and data integrity. + Monitor study progress by tracking regulatory submissions, subject enrollment, case report form (CRF) completion, and resolution… more