- US Bank (New York, NY)
- …assigned responsibilities and demonstrate accountability in supporting client and regulatory requirements. Essential Functions: + Support ICG Banking activities, ... accurate files and client records, including KYC, flood, appraisals, and regulatory requirements. + Support the monitoring of assigned credit portfolios, including… more
- Mount Sinai Health System (New York, NY)
- …coordinator, as required. **Qualifications** Education Requirements + Doctor of Pharmacy Degree required + ASHP-Accredited PGY-1 preferred, PGY-2 preferred + Board ... Pharmacist. Issuing Agency: NYS Board of Pharmacy + Continues to meet regulatory , educational, and licensure requirements throughout employment, as set forth by New… more
- Mount Sinai Health System (Jamaica, NY)
- …that the Department of Neurology is run according to institutional policies and regulatory requirements, and will work in conjunction with the Queens Stroke Program ... evaluations and participation in the disciplinary process. **Qualifications** -Master's degree preferred -Minimum of 3 years of clinical experience -Licensed… more
- US Bank (New York, NY)
- …Bank's Model Risk Management Policy and Standards, and in adherence to applicable Regulatory Guidance. The individual in this position works with Model Owners and ... with then be tracked by the Analyst to remediation. **Basic Qualifications** -Bachelor's degree in a quantitative field required with at least 8 years of relevant… more
- TD Bank (New York, NY)
- …requirements related issues at all levels **Education & Experience:** + Undergraduate degree + 10+ years relevant experience + In-depth understanding of commercial ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Participates in cross-functional / enterprise initiatives as… more
- TD Bank (New York, NY)
- …and feedback on emerging products and segments. + Understand all Legal, Regulatory , and Rules for relevant markets, ensuring product compliance with all relevant ... Risk & Compliance partners to ensure product suite meets evolving regulatory , compliance, legal, and internal policy requirements. **Job Requirements** +… more
- Northwell Health (Lake Success, NY)
- …and/or ambulatory practice setting, preferred. + Maintains current knowledge of related regulatory agency standards and/or public health law . *Additional Salary ... revenue and implements cost saving measures. + Ensures compliance with regulatory and financial requirements to support research initiatives. Human Resource… more
- TD Bank (New York, NY)
- …point and/or knowledge resource for others **Education & Experience:** + Undergraduate degree + Holds or is working towards a CFA designation preferred for ... key industry developments as well as internal policies and regulatory standards (as communicated by Compliance) to assist in...other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- TD Bank (New York, NY)
- …(eg 12 months or greater) **Education & Experience:** + Undergraduate degree + 10+ years relevant experience **Customer Accountabilities:** + Develops, communicates ... corporate and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues,… more
- Mizuho Corporate Bank (New York, NY)
- …knowledge of KYC, AML Transaction Monitoring, and Sanctions processes. + BA or BS Degree in finance, law , criminal justice, or a related field + CAMS ... testing of the AML Transaction Monitoring, KYC, and Sanctions procedures against regulatory requirements. In addition to testing in search of any control weaknesses,… more