- City of New York (New York, NY)
- …other Divisions to ensure compliance with court orders, consent decrees, and other legal and regulatory mandates. OGC also works closely with the NYC Law ... youth in the community. The Office of the General Counsel (OGC) provides legal representation and advice...comprised of six legal units and two non- legal units. The Fair Hearings & Compliance … more
- JPMorgan Chase (New York, NY)
- …management. You will work closely with various teams, portfolio companies, internal JPMorgan Legal and Compliance departments, external counsel , and other ... IIG's relationships within the capital raising community; and; + Manage external legal counsel . **Required qualifications, capabilities and skills** + 5+ years… more
- City of New York (New York, NY)
- …other Divisions to ensure compliance with court orders, consent decrees, and other legal and regulatory mandates. OGC also works closely with the NYC Law ... programs for youth in the community. The Office of the General Counsel (OGC) provides legal representation and advice to the Commissioner and all divisions at… more
- City of New York (New York, NY)
- …III will include, but are not limited to, the following: - Providing legal counsel and making recommendations concerning the soundness of charges, preparing ... and updating agency policies and procedures; - Overseeing agency compliance with and advising staff on laws, rules, and...Civil Service Law 72 against agency employees. - Providing legal counsel on disciplinary action and represent… more
- TD Bank (New York, NY)
- …financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal , and operationalizing requirements ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- Robert Half Legal (Albany, NY)
- … legal and practical guidance to management personnel on day-to-day legal matters including compliance with applicable contracts, laws and regulations; ... transfer agreements and other contractual documents. * Manage outside counsel . * Lead, mentor, and manage a legal...* Drive cross-functional collaboration by serving as a key legal advisor to executive leadership, compliance , HR,… more
- Broadview FCU (Albany, NY)
- …(7) years of relevant legal experience, preferably in financial services, regulatory compliance , or civil litigation. + Excellent oral, written, and auditory ... the right place! Summary of Role: Support the Chief Legal Officer in ensuring compliance with applicable...with applicable laws and regulations. This role will provide legal counsel and support for a range… more
- New York State Civil Service (Albany, NY)
- …insurtech, decentralized finance and other emerging financial products and technologies; provides legal analysis and counsel in the development of policy ... Services, Department of Title Senior Attorney, SG-25 (Various Units) Occupational Category Legal Salary Grade 25 Bargaining Unit PS&T - Professional, Scientific, and… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad...are met, including but not limited to FHA 1st legal deadlines and FHA eviction 1st legal … more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**...deep, long-term relationships with C-level executives (CFOs, IR heads), legal counsel , and treasury teams of issuing… more