- Edward Jones (Bakersfield, CA)
- …high-quality, streamlined client experience consistent with firm policies and procedures, regulatory requirements, and ethical guidelines. + Engage the branch team ... + Financial services and/or sales experience + Financial services registration, licensing , or certification + Professional and/or military career progression **… more
- US Bank (Carmichael, CA)
- …and promote US Bank products and services. This position requires National Mortgage Licensing System (NMLS) registration under the terms of the SAFE Act of 2008 ... and accuracy. Limits bank losses and overall exposure. 12. Requires National Mortgage Licensing Service (NMLS) registration under the terms of the SAFE Act of 2008… more
- Wells Fargo (Commerce, CA)
- …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org ) provides the MU4R… more
- Wells Fargo (San Anselmo, CA)
- …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website ( http://fedregistry.nationwidelicensingsystem.org ) provides the… more
- BMO Financial Group (San Diego County, CA)
- …strategic customer experience and profitability goals in compliance with legal and regulatory requirements and the Bank's policies and processes. US Only: This ... G, and the Secure and Fair Enforcement for Mortgage Licensing Act (the SAFE Act). This position will require...to money laundering. + Complies with all legal and regulatory requirements for the jurisdiction. + Focus is primarily… more
- JPMorgan Chase (Santa Ana, CA)
- …with specialized financial needs. + Adhere to policies, procedures, and regulatory banking requirements. **Required qualifications, capabilities, and skills** + 1+ ... minimum requirements. All unlicensed applicants must obtain their licenses through JPMC's licensing program within 180 days of hire, study materials and support… more
- Wells Fargo (Sunnyvale, CA)
- …transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent ... immediately after your employment start date. The Nationwide Mortgage Licensing System (NMLS) website (http://fedregistry.nationwidelicensingsystem.org) provides the MU4R questions… more
- Horizon Services, Inc. (Hayward, CA)
- …lines which operate in alignment with agency policy, state regulation and licensing requirements; but is the ultimate directly responsible individual when it comes ... oversight receive consistent and adequate supervision in alignment with State regulatory expectations + Responsible for coordinating the management and directing the… more
- Meta (Los Angeles, CA)
- …Influence product and business decisions, ensuring alignment with legal and regulatory requirements 6. Proactively identify and address potential legal roadblocks, ... equivalent law degree from an accredited institution 8. Active and in good standing bar license in at least one US state or equivalent foreign bar license . Where… more
- Hospice Of San Joaquin (Stockton, CA)
- …Ensure HHA/CNA are compliant with State CEU requirements. l) Maintain agency CEU Licensing program. Coordinates with CCO and Medical Director to provide two (2) CEU ... patient reporting, and investigates issues. Monitor organization compliance with regulatory and accreditation standards. n) Maintains current knowledge related to… more